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HomeMy WebLinkAbout4.0 Leavenworth CorrespondenceApril 1, 1999 Loyal E. Leavenworth Leavenworth & Tester, P.C. P.O. Drawer 2030 Glenwood Springs, CO 81602 VIA FAX WITH HARD COPY MAILED RE: Mid Valley Metropolitan District Garfield County Service Plan Dear Lee: As a result of a preliminary review of the Mid Valley Metropolitan District Garfield County Service Plan, I felt that it was appropriate to let you know that there are a number of issues that ate of concern to me. This is also being sent to avoid any misunderstandings about the staffs concerns and to try give you some time to respond. The following issues are going to be included in a staff report, which will be based upon the criteria for approval or denial of a service plan per C.R.S. 32-1-203: • There is no analysis of the alternative of using forced mains and lift stations to utilize the existing district facilities. There appears to be a possibility of utilizing the existing facilities based on the potentials noted on page 9 of the service plan document. • There is no analysis of the proposed water system in terms of demand, capacity, financing or operation. There is only the brief description of the existing facilities and noting that future development armexing to the district would be obligated to develop water systems capable of being a part of a larger system and be required to give all water rights to the district. • The proposed plan is not consistent with the Garfield County Comprehensive Plan, Study Area I, given that the sizing options are based on assumptions completely different from any proposed land use densities contained in the Comprehensive Plan. To base future facility sizing on the assumption that property owners "may elect to amend the Garfield County Comprehensive Plan to allow for a higher density", is driving land use decisions. The District is making decisions based upon assumptions that their vision of what should be approved, rather than the adopted documents in the County. • The plan contains a variety of alternatives for the siting of a treatment facility. Only one of these sites has any kind of agreement with the landowner involved. Additionally, the size of the plant is based upon a sub-regional capacity, with no real analysis of the feasibility of expanding to be a larger regional facility. This is not consistent with one of the earlier statements in the document noting the possible need to do so. The analysis of Ranch plant is based upon 813 EQR's, not the stated need for 955 EQR's. • Harold and Jean Blue are large property owners included in the service area, but only portions of their entire ownership are included in the service plan. They were not even aware that they had been included in the service area. There may be other issues that the County Engineer or Eagle County will identify. Additionally, these comments are not meant to be all inclusive, given the short period of time we have been given to review the document. In summary, there are a number of issues that lead me to a recommendation of denial. It appears that the · document needs some additional thought and input from all parties involved with it. Sincerely, Mark L. Bean, Director Building & Planning Department ~ ... ~£C£1VEO APR 2 6 - LEAVENWORTH & TESTER, P.C. LOYAL E. LEAVENWORTH CYNTHIA C. TESTER GREGORY J. HALL DAVID H. McCONAUGHY KELLYD.CAVE DAVID A. MEISINGER* TOM KINNEY *Admitted in Wisconsin only Mark Bean, Director ATTORNEYS AT LAW April 22, 1999 Garfield County Regulatory Office & Personnel Departnient of Development 109 Eighth Street, Suite 300 Glenwood Springs, CO 81601 Re: Mid Valley Metropolitan District Dear Mark: 1011 GRAND AVENUE P. 0. DRAWER2030 GLENWOOD SPRINGS, COLORADO 81602 TELEPHONE: (970) 945-2261 FAX: (970) 945-7336 ltlaw@sopris.net VIA FAX I am writing on behalf of the Mid Valley Metropolitan District ("MVMD" or the "District"). MVMD has been meeting over the past several years with the Town of Carbondale, Mark Bean, Dwain Watson from the Colorado Department of Public Health & Environment, the Northwest Colorado Council of Governments, and developers and users to discuss water and sewer service for the Ranch at Roaring Fork, St. Finbar and Preshana. In response to these discussions, the District made a proposal for consolidated service for the Ranch at Roaring Fork, St. Finbar and Preshana by MVMD in its Garfield County Service Plan. The Town of Carbondale recently began (again) discussing extending sewer service east to serve the Ranch at Roaring Fork, St. Finbar and Preshana. MVMD has several concerns regarding Carbondale's proposal to extend service, which issues should be carefully considered by the County, including the following: 1. Several years ago, the Town of Carbondale (hereinafter referred to as the "Town") expressly removed the Ranch at Roaring Fork, St. Finbar and Preshana (hereinafter collectively referred to as the "Proposed Area") from its 201 Plan. The Town was concerned with increased densities that may result from central sewer service to the low lying area south of the Roaring Fork River. The Town wanted to keep density in the Proposed Area low to establish an urban growth boundary. If Town sewer service is extended, urban growth will spread to the low lying area south of the Roaring Fork River. Additionally, the Town's limited plant site can only serve the remaining area under the existing 201 Plan. F: \1999\Letters-Memos\MVMD-Garfleld County-I tr -1. wpd LEAVENWORTH & TESTER, P.C. Mark Bean, Director Page 2 April 22, 1999 2. The Town has conflicting land use concerns compared to Garfield County. The County wants to promote @ comprehensive plan for the area. If the Town does extend to the east, it has to be prepared to serve to the east to the Garfield County line, consistent with the County comprehensive plan. Otherwise, extending sewer service to the Proposed Area could usurp Garfield County's land use authority. Furthermore, future land use within the County will be subject to the Carbondale's Town Council's decision as to out of town sewer extensions. 3. Extending an interceptor along Highway 82 or through the low-lying area south of Roaring Fork will be very expensive. How will the interceptor be paid for? Are the Ranch at Roaring Fork, St. Finbar and Preshana users required to bear the costs of installing the interceptor, estimated at $500, 000 to $800, 000? If so, each user in the Proposed Area, including existing users, will pay approximately $1,700 to $2,800 just for the interceptor in addition to the Town's sewer tap fees. MVMD does not believe this is economical. 4. The Town recently completed its Comprehensive Master Plan, and extension of sewer to the Proposed Area is contrary to the findings of the Master Plan. 5. If the Town extends the sewer to the Proposed Area, a complicated jurisdictional issue arises. The landowners in the Proposed Area will not be able to vote or participate in the decision-making process of the Town regarding their sewer service. Certainly, no contiguity exists to allow for annexation. In comparison, under the District's proposal, the Proposed Area will be included in the District, and.the landowners can vote for Board members who will represent them on our Board of Directors. The landowners should be represented to maintain a voice in the operation and maintenance of their sewer service. 6. There will be differential mill levy assessments since the jurisdiction providing sewer service will not be able to tax non-included areas. In comparison to Carbondale residents, landowners in the Proposed Area will not be assessed the mill levy tax. Furthermore, to the extent that a multiplier (e.g. out of town rates may be one and one-half times the rates for in town service, and therefore the multiplier is 1.5) is used to make up the loss in mill levy assessments, the economics of an extension of the interceptor become even more questionable for the landowners in the Proposed Area. F:\1999\Letters-Memos\MVMD-Garfield County-ltr-1.wpd LEAVENWORTH & TESTER, P.C. Mark Bean, Director Page 3 April 22, 1999 7. The Town is only offering sewer service to the Proposed Area. In contrast, the District's proposal includes both water and sewer service to the Proposed Area. 8. The District has been pursuing regionalization with the Town for three years. The Town has consistently stated that it won't provide service to the Proposed Area. Land Owners in the Proposed Area want service in a timely manner, and they do not want to wait for three more years to see if Carbondale is prepared to provide service. As we stated above, we are meeting with Town representatives, and we are making this option available to the Town to explore. If the Town changes it mind and decides it wants to provide sewer service to the Proposed Area, and despite the issues stated above, the District would ask for some time to assess the implications of the Town's new position. After review, the District is willing to participate with the Town to achieve regionalization. At this point, the District is committed to seeking approval of its Garfield County Service Plan. We are working on providing supplemental information in response to Mark Bean and Bob Szrot's comments, and we want to continue with the scheduled hearing on May 12, 1999, before the Planning and Zoning Commission. For the benefit of the valley's water quality, the District believes that its service plan is the most reasonable and equitable solution to provide water and sewer service in the Proposed Area. In conclusion, the District's goal is to act responsibly to prevent the proliferation of sewer plants and sewer districts. The District wants to consolidate sewer management from the eastern edge of Garfield County to the Ranch at Roaring Fork's boundary. MVMD wants to work with Garfield County to address these concerns. The District wants to address the County's concerns and come to a solution that will facilitate the County's goals for water and sewer service for the Proposed Area. F:\1999\Letters-Memos\MVMD-Garfield County-ltr-1.wpd LEAVENWORTH & TESTER, P.C. Mark Bean, Director Page4 April 22, 1999 Please call me or Louis Meyer, if you have any questions regarding this matter. LEL:bsl cc: Louis Meyer, P.E. Kelly Mullane-Johnson, Administrator Mid Valley Metropolitan District Theodore K. Guy, President Mid Valley Metropolitan District Very truly yours, LEAVENWORTH & TESTER, P.C. Don Deford, Esq., Garfield County Attorney Garfield County Board of County Commissioners Timothy Thulson, Esq. Ronald B. Liston Scott Miller John Hier, Manager Town of Carbondale F: \ 1999\Letters-Memos\MVMD-Garfield County-ltr-1. wpd LEAVENWORTH & TESTER, P.C. LOYAL E. LEAVENWORTH CYNTHIA C. TESTER GREGORY J. HALL DAVID H. McCONAUGHY KELLYD. CAVE DAVID A. MEISINGER* TOM KINNEY *Admitted in Wisconsin only Don Deford, Esq. Garfield County Attorney 109 Eighth Street, Suite 300 Glenwood Springs, CO 81601 ATTORNEYS AT LAW May 5, 1999 !011 GRAND AVENUE P. 0. DRAWER 2030 GLENWOOD SPRINGS, COLORADO 8I602 TELEPHONK (970) 945-2261 FAX: (970) 945-7336 ltlaw@sopris.net VIA FAX 945-7785 Re: Extension of Review of Mid Valley Metropolitan District's GCSP Dear Don: I am writing on behalf of the Mid Valley Metropolitan District ("MVMD" or the "District"). As you know, the District proposed consolidated water and sewer service in Garfield County Service Plan (hereinafter the "GCSP") submitted for approval to Garfield County. MVMD's review before Garfield County's Planning and Zoning Commission has been delayed to allow MVMD to submit supplemental information to respond to concerns regarding the GCSP by the County Engineer and the County Planner. The District met with you, Bob Szrot and Mark Bean to discuss these issues, and MVMD has prepared a packet of supplemental information addressing these concerns that will be submitted to the County by the end of this week. MVMD was scheduled to appear before the Planning and Zoning Commission on Tuesday, May 11, 1999. After speaking with you this morning, you informed me that the Staff Report on the GCSP is due today and you requested a postponed hearing before the Planning and Zoning Commission so that Garfield County could review MVMD's supplemental packet. You also informed me that Bob Szrot will be unavailable until Monday, May 10, 1999, to review MVMD's supplemental material. In order to facilitate a productive and efficient meeting before the Planning and Zoning Commission, MVMD agrees to a postponed hearing before the Planning and Zoning Commission if: (1) you recommend that a special hearing can be re-scheduled for the week of May 17 or May 24, 1999, and (2) a second meeting is scheduled before the Planning and Zoning hearing between MVMD and. the Garfield County staff to address any further concerns or questions. The District is committed to pursue approval of the GCSP in Garfield County. If an additional week or two will allow for a more thorough review of the GCSP, MVMD is willing to accommodate the County's request. F: \ 1999\Letters-Memos\MVM D-De Ford. wpd LEAVENWORTH & TESTER, P.C. Don DeFord, Esq. Page 2 May 5, 1999 Please call me or Louis Meyer, if you have any questions regarding this matter. LEL:bsl cc: Louis Meyer, P.E. Kelly Mullane-Johnson, Administrator Mid Valley Metropolitan District Theodore K. Guy, President Mid Valley Metropolitan District Very truly yours, LEAVENWORTH & TESTER, P.C. Garfield County Board of County Commissioners Timothy Thulson, Esq. Ronald B. Liston Scott Miller, Esq. Mark Bean, Director Garfield County Regulatory Office Doug Pratt David E. Leavenworth, Esq. F: \ 1999\Letters-Memos\MVM D-DeFord. wpd LEAVENWORTH & TESTER, P.C. LOYALE. LEAVENWORTH CYNTHIA C. TESTER GREGORY J. HALL , DAVID H. McCONAUGHY KELLYD. CAVE DAVID A. MEISINGER* TOM KINNEY *Admitted in Wisconsin only VIA HAND DELIVERY Mark L. Bean, Director ATTORNEYS AT LAW May 26, 1999 Garfield County Building & Planning Department 109 8th Street, Suite 303 Glenwood Springs, CO 81601 !Oil GRAND AVENUE P. 0. DRAWER 2030 GLENWOOD SPRINGS, COLORADO 81602 TELEPHONE' (970) 945-2261 FAX• (970) 945-7336 ltlaw@sopris.net Re: Mid Valley Metropolitan District's Pre-Inclusion Agreement with Preshana. Dear Mark: Enclosed please find copies of the following documents: (1) A signed Resolution from the Mid Valley Metropolitan District ("MVMD" or the "District") conditionally approving Preshana's Petition for Inclusion into the District; and (2) A signed Pre-Inclusion Agreement between Preshana and the District (attached as Exhibit B to the Resolution). For your information, the enclosed Pre-Inclusion Agreement for Preshana is almost identical to the Pre-Inclusion Agreement the District signed for the Cerise-Wintergreen property. Please feel free to call me with any questions regarding this matter. I will see you this evening at the Planning and Zoning hearing regarding the Garfield County Service Plan. Very truly yours, LEAVENWORTH & TESTER, P.C. LEL:bsl cc: Don DeFord, Esq., w/enc. Mid Valley Metropolitan District, w/out enc. F: \ 1999\Letters-Memos\MVMD-Bean-ltr -2. wpd MID VALLEY METROPOLITAN ])!STRICT RESOLUTION NO.~ SERIES OF 1999 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE MID VALLEY METROPOLITAN DISTRICT CONDITIONALLY APPROYING THE PETITION OF LANA AND HENRY TRETTIN. AND JAY N. WEINBERG. AND/OR ASSIGNS. AND DIRECTING THE ATTORNEYS OF THE DISTRICT TO TAKE SUCH ACTIQNS AS ARE REQlliRED BY STATUTES FOR SPECIAL DISTRICT INCLUSIONS. AND APPROVING A PRE- INCLUSION AGREEMENT. WHEREAS, Mid Valley Metropolitan District (hereinafter "District") is a Colorado special district formed and functioning by authority ofC.R.S. § 32-1-101, et seq.; and WHEREAS, C.R.S. § 32-1-101, et seq., contains requirements and procedures for inclusion of new areas within special districts; and WHEREAS, the Board of Directors received a Petition for Inclusion within the District from Lana and Henry Trettin (hereinafter "Petitioner") and Jay N. Weinberg, and/or Assigns (hereinafter "Developer"); and WHEREAS, Petitioner is the fee owner of one hundred percent (100%) of the real property sought to be included within the District, said real property being further described in Exhibit A, attached hereto and incorporated herein by this reference (hereinafter "Property"); and WHEREAS, Petitioner plans to sell the Property to Developer upon the happening of certain conditions as agreed between Petitioner and Developer; and WHEREAS, the Pre-Inclusion Agreement between the District, Petitioner and the Developer provides that at such time as the Developer becomes the owner in fee title of the Property, the Petitioner shall have no further obligations to the District pursuant to the Pre- Inclusion Agreement, and Developer shall automatically replace Petitioner in the Petition for Inclusion, provided that at the time of closing on the Property the Developer assumes all obligations of the Petitioner pursuant to the Pre-Inclusion Agreement; and WHEREAS, pursuant to C.R.S. § 32-1-401, Notice of a Public Meeting to consider the Petition was published in The Valley Journal newspaper on April 29, May 6, and May 13, 1999; and F: \ l 999\Resolucions\MVMD-Res-99. wpd May 14, 1999 -1- •' MID VALLEY METROPOLITAN DISTRICT RESOLUTION NO. ~ SERIES OF 1999 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE MID VALLEY METROPOLITAN DISTRICT CONDITIONALLY APPROVING THE PETITION OF LANA AND HENRY TRETTIN. AND JAY N. WEINBERG. AND/OR ASSIGNS. AND DIRECTING THE ATTORNEYS OF THE DISTRICT TO TAKE SUCH ACTIONS AS ARE REQUIRED BY STATUTES FOR SPECIAL DISTRICT INCLUSIONS. AND APPROVING A PRE- INCLUSION AGREEMENT. WHEREAS, Mid Valley Metropolitan District (hereinafter "District") is a Colorado special district formed and functioning by authority ofC.R.S. § 32-1-101, et seq.; and WHEREAS, C.R.S. § 32-1-101, et seq., contains requirements and procedures for inclusion of new areas within special districts; and WHEREAS, the Board of Directors received a Petition for Inclusion within the District from Lana and Henry Trettin (hereinafter "Petitioner") and Jay N. Weinberg, and/or Assigns (hereinafter "Developer"); and WHEREAS, Petitioner is the fee owner of one hundred percent (100%) of the real property sought to be included within the District, said real property being further described in Exhibit A, attached hereto and incorporated herein by this reference (hereinafter "Property"); and · WHEREAS, Petitioner plans to sell the Property to Developer upon the happening of certain conditions as agreed between Petitioner and Developer; and WHEREAS, the Pre-Inclusion Agreement between the District, Petitioner and the Developer provides that at such time as the Developer becomes the owner in fee title of the Property, the Petitioner shall have no further obligations to the District pursuant to the Pre- Inclusion Agreement, and Developer shall automatically replace Petitioner in the Petition for Inclusion, provided that at the time of closing on the Property the Developer assumes all obligations of the Petitioner pursuant to the Pre-Inclusion Agreement; and WHEREAS, pursuant to C.R.S. § 32-1-401, Notice of a Public Meeting to consider the Petition was published in The Valley Journal newspaper on April 29, May 6, and May 13, 1999; and F: \ 1999\Resolutions\MVMD-Res-99. wpd May 14, 1999 -1- Mid Valley Metropolitan District Resolution~ Series of 1999 liniited to, approval of a 1041 Permit by Eagle County, if required, approval of an expanded District service plan by Eagle County, if required, approval of an expanded District service plan by Garfield County, approval of a 201 Plan, if required, and approval of a treatment plant site application by· the Colorado Department of Public Health and Environment, all in accordance with the terms of the Pre-Inclusion Agreement. C. Approval by Garfield County of all subdivision final plat(s) to permit development of the Petition Property satisfactory to the Developer and Petitioner, to the extent that Petitioner has an interest in the Property, all in accordance with the terms of the Pre• Inclusion Agreement. D. Final acquisition by the Developer of the Property and the Plant Property as described in the Pre-Inclusion Agreement, or such other property as the District may choose to later designate as the Plant Property as provided in the Pre- Inclusion Agreement. E. Assumption by the Developer at the time of closing on the Property of all obligations of the Petitioner pursuant to the Pre-Inclusion Agreement. F. Execution by Cerise/Wintergreen and the Petitioner/Developer of a Wastewater Treatment Plant development Agreement and a Line Extension Agreement, all in accordance with the terms of the Pre-Inclusion Agreement. 2. Unless and until all of the preceding six (6) conditions precedent herein listed are met, the Property shall not be included within the District. 3. Upon satisfaction of the conditions set forth in paragraph 1, the attorneys for the District shall take such actions as are necessary and proper under state law to formalize the inclusion of said property within the District, including the filing of a Motion and proposed Order with the Eagle County District Court and filing a copy of the resulting Order with the County Clerk and Recorder. · If deemed necessary by the attorneys for the District, for the sake of efficiency of the process, the attorneys may take preliminary steps toward formalizing the inclusion of the Property within the District before all six conditions precedent have been met, but the Motion and proposed Order shall not be filed with the Eagle County District Court until all six conditions precedent have been satisfied. F:\ 1999\Resolutions\MVM D-Res-99. wpd May 14, 1999 -3- Mid Valley Metropolitan District Resolution _a_ Series of 1999 4. The Pre-Inclusion Agreement, attached hereto as Exhibit B, is hereby approved, and the Chairman and the Secretary are authorized to execute said agreement on behalf of the District. The Pre-Inclusion Agreement shall be recorded in the office of the Garfield County Clerk and Recorder. Read and adopted this t'iS'+h day of 'w\a..'j , 1999, by the Board of Directors of Mid Valley Metropolitan District by a vote of Ji_ to _Q_. ATTEST: F: \ 1999\Resolutions\MVM D-Res-99. wpd May 14, 1999 By: MID VALLEY METROPOLITAN DISTRICT -4- FRCM •HE~BERT s. KLEIN & ~ssoc TO 970 925 6847 1999.04-14 l2•30 ~160 P.02/03 Exhibit "A" Our Order No. GW22461 !-2 LEGAL DESCRIPTIO!U PARCEL A: A PARCEL OF LAND SITUATED lN A PORTION OF LOTS 3, 4, 6, 17, 18, AND 19 OF SECTION 31 TOWNSHIP 7 SOUTH, RANGE 87 WEST OF THE SIXTH PRINCIPAL M.ER.!DIAN, COUNTY OF GARFIELD, STATE OF COLORADO, SAID PARCEL B:SING MORE PARTICULARLY DESCRIBED AS FOLLOWS COMMENCING AT THE WITNESS CORNER TO THE NORTHEAST CORNER OF SAID SECTION 31, A . STOJ'l"E IN PLACE, THENCE S 60 DEGREES 01' 05" W 2350.39 FEET TO THE SOUTHEAST CORNER OF RECEPTION NO. 279416, ALSO B:eING A POINT ON THE WESTERLY RIGHT-OF-WAY OF COUNTY ROAD NO. 100, A REBAR AND CAP L.S. NO. 10732 IN PLACE, THE TRUE POINT OF BEGINNING THENCE S 00 DEGREES 11' 29" W ALONG SAID WESTERLY RIGIIT -OF-WAY 827.14 FEET TO A REBAR AND CAP L.S. NO. 10732 lN PLACE; THENCE CONTINUING ALONG SAID WESTERLY RIGHT-OF-WAYS 03 DEGREES 56' 29" W 117.74 FEETTOAREBARAND CAP L.S. N0.10732 IN PLACE; THENCE CONTINUING ALONG SAID WESTERLY R.!GHT-OF-WAY S 11 DEGREES 37' 27' W 299.44 FEE!; THENCE I.EA VlNG SAID WESTERLY RIGHT-OF-WAY N 72 DEGREES 41' 32' W ALONG A LINE BEING NORTHERLY OF BLUE CREEK 136.34 FEET; THENCE CONTINUING ALONG AUNE BEING NORTHBRL Y OF SLUE CRBBK N 77 DJ:;GRE.ES 44' 52" W 317.09 FEET; THENCE CONTINUING ALONG A LINJ:; BEING NORTHERLY OP BLUE CREEK N 62 DEGREES 48' 46" W 375.98 FEET; TE.ENCE CONTINUING ALONG A LINE BEING NORTI!ERLY OF BLUE CREEK N 41 DEGREES 30' 29" W 89. 74 FEET; THENCE CONTINUING ALONG A LINE BEING NORTHERLY OF BLUE CREEK N 81 DEGREES Ol' 17" W. 285.92 FEET; THENCE N 13 DEGREES 12' 20" E 120.00 FEET TO A POINT IN AN EXISTING FENCE; THENCE N 76 DEGRE.ES 47' 40' W ALONG SAlD EXISTING FflNCF. 1038. 73 FHET TO A POINT ON THE EASTERLY LINE OF PARCEL "B' OF RECEPTION NO. 315658 (PR.OM WHBNC!i RRBAR AND CAP L.S. NO. 10732 BEARS S 00 DEGREES 00' 18" W 263.20 FEET); THENCE N 00 DEGREES 00' 18" E ALONG SAID EASTERLY LINE 1013.6I PEET TO A POINT ON THE SOUTHERLY RIGHT-OF-WAY OF COLORADO STATE HIGHWAY NO. 82 AS EVIDENCED BY EXISTING RIGHT-OF-WAY MONUMENTS AND THE EXISTING CENTERLINE (WHENCE A REBAR AND CAP L.S. NO. 3317 BEARS S 00 DEGREES 00' 18" W 3.99 FEET); THENCE S 79 DEGRBF.S S6' 55" E ALONG SAID SOUTHER.LY RIGHT-01'-WAY 1982.77 FiiET; THENCE S 10 DEGREES 30' 58" W ALONG THE EASTERLY UNE OF SAID Rl::CP..PTION NO. 279416 133.47 FEET TO A REBAR. AND CAP L.S. NO. !0732 IN PLACE; THENCE S 79 DEGREES 44' 32' E ALONG THE SOUTHERLY LINE OF SAID RECEPTION NO. 279416 247.29 FEET TO THE TRUE POINT OF BEGINNING. COUNTY 01" GAfil:lELD STATE OP COLORADO PARCF.LB: A 20 FOOT SANITARY SEWER EASEMENT OVER, UNDER, AND ACROSS THE SOUTHWESTERLY AND WESTERLY 20 FBET OF LOT 12, AMENDED PLAT OF LOTS 11 AND 12 RANCH AT ROARING FORK, PHASE V, GARFIELD COUNTY, COLORADO, AS MEASURED AT RIGHT ANGLE TO THE SOUTHWESTERLY AND WESTERLY BOUNDAruES OF SAID LOT ACCORDING TO TIIE RF.CORDED SUBDIVISION PLAT THEREOF. THE EASEMENT CENTERLINE JS DESCRIBED AS FOLLOWS: COMMENCING AT 11iE SOUTHEASTERLY CORNER OF LOT 12, AMENDED PLAT OF LOTS I l AND 12 RANCH AT ROARING FORK, PHASE V: THENCE NORTH 00 DEGREES 07' 35" EAST ALONG THE EASTERLY BOUNDARY OF SAID LOT 12 A DISTANCE OF I0.00 F.E!i1' TO THE TRUE :POINT OF BEGINNING; THENCE WEST PARALLEL TO AND IO FEET AT RIGHT ANGLE TO THE FRCM :H~?BERT s. ~~EIN & ~ssoc TO 970 925 6847 1999.04-14 Our Order' No. GW2246ll ·2 LEGAL DESCRIPTION SOUTHERLY BOUNDARY OF LOT 12 A DISTANCE OF 94.33 FEET; THENCE NORTH 18 DEGREES r 39' 41" WEST PARALLEL TO AND 10 fEET AT RIGHT ANGLE TO THE WESTERLY BOUNDARY OF LOT 12 A DISTANCE OF 145.87 FEET MORE OR LESS TO THE CURVED NORTHERLY BOUNDARY OF LOT 12, THE CENTERl..lNE TERMINUS. . COUNI"Y OF GARFIELD STATE OF COLORADO . ·.1 Exhibit "B 11 MID VALLEY METROPOLITAN DISTRICT PRESHANA PROPERTY PRE-INCLUSION AGREEMENT THIS PRE-INCLUSION AGREEMENT is made and entered into this 1'.4~ day of ~~ , 1999, by and between the MID VALLEY METROPOLITAN DIS Colorado special district, whose address is 0031 Duroux Lane, Suite A, Basalt, CO 81621 (hereinafter "District"); and LANA and HENRY TRETTIN, whose address is 3350 Ocean Park Blvd., Suite 100, Santa Monica, CA, 90405 (hereinafter "Trettin" or "Petitioner"), and JAY N. WEINBERG, and/or ASSIGNS, whose address is 135 Palm Avenue, Miami Beach, FL 33139 (hereinafter the "Developer"). The Petitioner and the Developer are hereinafter sometimes referred to as the "Landowners. " W I T N E S S E T H: WHEREAS, the District is a Colorado special district formed and functioning by the authority of C.R.S. §32-1-101, et seq., providing potable water and sanitary sewer service to the area around El Jebel, Colorado; and WHEREAS,. C.R.S. §32-1-401, et seq. and Section 6.01 of the Rules and Regulations of the District (hereinafter "Rules and Regulations") provide requirements and procedures for inclusions of property into the District, and specifically C.R.S. §32-1-402(1)(c) provides that agreements may be entered into "between a board and the owners of property sought to be included in a special district with respect to fees, charges, terms and conditions on which such property may be included"; and WHEREAS, the Petitioners own certain real property located in Garfield County, Colorado, as more particularly described in Exhibit A, attached hereto and incorporated herein by this reference (the "Petition Property" and sometimes "Preshana Property), which Petitioner desires to have included in the Mid Valley District in order to receive water and sewer services from the District; and WHEREAS, the Developer has entered a Purchase and Sale Contract with the Petitioner to purchase the Petition Property, ; and WHEREAS, the District and Wintergreen Homes Limited Liability Company and the Mumbert Cerise Family Company, LP (hereinafter "Cerise/Wintergreen") have entered into a Pre-Inclusion Agreement dated July 27, 1998, and amendments thereto, wherein the District has identified property in Garfield County, Colorado, which the parties to that Pre-Inclusion Agreement propose for the purpose of constructing a regional wastewater treatment facility for the benefit of the District and which will be located as to serve the Petition Property; and W: \ W cinberg\487\Docs\wcinbergdistriculraft06C. wpd -1- WHEREAS, pursuant to C.R.S. §32-1-40l(a), the petitioners submitted a Petition for Inclusion of the Petition Property into the District on April 20,1999; and WHEREAS, the Developer has proposed phased single, multi-family residential and equestrian related development on the Petition Property, which at the time of execution of this agreement is estimated to eventually require approximately 66 EQR; and WHEREAS, the District will hold public hearing(s) respecting the inclusion of the Property and shall, if the District determines, in its discretion, to include the Property, either contemporaneously execute this Agreement with approval of the Petition, or condition approval of the Petition upon execution of this Agreement; and WHEREAS, pursuant to C.R.S. §§32-1-lOOl(l)(d), (j-m), and 31-35-402(I)(f), the District has the authority to require reimbursement of its out-of-pocket costs in providing services to District customers, including but not limited to water and sewer connections, inclusions and exclusions from the District, and planning and review of line extensions; and WHEREAS, Sections 6.01, 8.04, and 9.01 of the Rules and Regulations of the District provide that the District may charge legal, engineering, publication, recording, inspection, observation, extension, and other fees of customers desiring services from the District; and WHEREAS, the District and the Developers desire to set forth their understandings and agreements concerning the inclusion process and the future relationship between them. NOW, THEREFORE, for and in consideration of the mutual covenants and promises of the parties, and other good and valuable consideration, the adequacy and sufficiency of which are hereby acknowledged, the parties, on behalf of themselves and their successors, assigns, heirs, devisees, or transferees, agree as follows: 1. Procedures for Inclusion. Provided all of the conditions precedent to inclusion described herein have been satisfied or performed, the District shall take all steps necessary to finalize the inclusion of the Petition Property into the District pursuant to C.R.S. §32-1-401 et seq., including but not limited to obtaining an Order or Orders of Inclusion of the Garfield County District Court and filing and recording said Order or Orders with the Garfield County Clerk and Recorder, the Garfield County Assessor, and the Division of Local Government. 2. Reimbursement to District. As provided herein and as otherwise allowable under applicable local regulations, state law, and federal law, including but not limited to Section 7 .18 of the Rules and Regulations of the District, the Developer agrees to pay the District a reasonable amount for all services provided or actual costs incurred by the District in relation to the inclusion requested by them, including engineering, legal, inspection, filing, or recording fees and related expenses, on receipt of itemized billings for those services from the District. W: \ W einberg\487\Docs\wcinbcrgdistriccdraft06C. wpd -2- All such amounts are due within thirty (30) days of the date of the bill, with interest on any overdue amounts to be assessed at one percent (1 % ) per month. In the event that such amounts remain unpaid thirty (30) days after the date they are billed, the District reserves the right, in addition to any and all other remedies, to cease supplying any and all services being provided, including but not limited to water and sewer service, review, and processing of applications for service or inclusion. In the event the District is forced to pursue collection of any amounts due and unpaid under this provision, it shall be entitled to collect attorneys' fees, filing and lien recording fees incurred in such collection efforts in addition to the unpaid amounts due, plus interest. Further, the Petitioners expressly agree to guarantee payment of all amounts due to the District owed by the Developer and to assume liability to the District for all such costs and fees owed by Developer, if , and only if, Petitioners elect to assume this Agreement under paragraph 11, below. Notwithstanding the foregoing, should the District declare amounts due and unpaid by Developer, District shall deliver notice to Petitioner and Developer whereupon Developer shall have 30 days to cure such non-payment by Developer. If Developer fails to cure, Petitioners shall have an additional 30 days to pay the amounts due before District may declare a default hereunder. Such non-payment by Developer prior to the closing on the Purchase and Sale Contract shall constitute a breach for which Petitioners may declare the Purchase and Sale Contract terminated and shall result in Developer's rights and obligations hereunder being terminated and Petitioner shall have the right of election described in paragraph 11, below. Provided however, any claim or action brought or taken between Developer and Petitioner under the preceding sentence shall be deemed solely between those two parties and not involving the District, which shall not be named in any action respecting that claim. Further, the Petitioners hereby guarantee payment of all amounts due to the District owed by the Developer and assume liability to the District for all such costs and fees, as set forth herein. 3. Rules and Regulations. The inclusion process, and the Petition Property itself, shall be subject to the Rules and Regulations adopted September 19,1991, as they may hereafter be amended; provided, however, that no future rules or regulations shall be applicable which defeat the intent of this Agreement, or modify any express or substantive terms of this Agreement without the consent of the parties. From the effective date of inclusion as established by the Order of the Court, the Petition Property shall be subject to all taxes, fees, rates, tolls, and charges now in effect or which may later be levied or collected by the District, except as otherwise hereafter described in this Agreement. Further, all connections to the District water or sewer systems and all lines for water or sewer service on the Petition Property shall be made in accordance with the Rules and Regulations and technical specifications as they may hereafter be reasonably amended, consistent with the terms of this Agreement.. 4. Connection to District System. The Petitioner and the Developer agree that at the time the District's services are first extended to the Petition Property, the Developer or the Petitioner shall connect all improvements, including any that may have been served by pre- existing water wells and septic systems or otherwise pre-existing on the date of this Agreement, W: \ W einberg\487\Docs\weinbergdistrictdraft06C. wpd -3- to the District's water and sewer system and pay all fees due for such connections, except as otherwise provided herein to the contrary. The parties' mutual obligations and the payment of fees related to expansion of and connection to the District's sewer system are more fully set forth in the Wastewater Treatment Plant Development Agreement and Sewer Interceptor Line Extension Agreement to be executed separate from this Agreement. Pursuant to the Rules and Regulations, no Di&frict service shall be provided, and no connection shall be made to the District water or sewer systems until the Petition Property is included in the District, an application for service has been made, any applicable tap fees have been paid, and a tap permit has been issued. 5. Raw Water Irrigation. The parties hereto agree that all outside lawn and garden irrigation within the proposed development shall be provided by a pressurized raw water irrigation system to be constructed by the Developer, at the Developer's expense, pursuant to plans and specifications to be approved by the District. At no time and for no reason shall potable water supplied by the District be used for outside irrigation purposes, except as may be provided by written exception granted by the District or as may be provided for in District Rules and Regulations, now or hereafter adopted. As a result of the Developers' utilization of raw water only for outside/irrigation purposes, the District agrees that a twenty-five percent (25 % ) reduction shall be imposed on the water portion of each tap fee assessment. All construction of the raw water irrigation system shall be in accordance with plans and specifications prepared by a professional engineer and approved in writing by the District's engineer, which approval shall not be unreasonably withheld. Construction specifications shall be designed to meet the reasonable irrigation requirements of the subdivision and which is designed in a manner which is customary for similar raw water irrigation systems; the District Engineer shall have approval of the design, which approval shall not be umeasonably withheld. Provided however, landowner may construct, maintain and operate a separate raw water system for equestrian uses, which may utilize sprinkler guns, slotted pipe and other customary irrigation practices for pasture and equestrian uses. To ensure that all outside water uses are undertaken from the pressurized raw water system to be installed by the Developer, the Developer agrees to include in the Protective Covenants affecting the Petition Property adequate provisions restricting such use and providing penalties therefor, which penalties may be in addition to the provisions of the Rules and Regulations of the District. Prior to the recordation of any covenants, said covenants shall be provided to the attorney for the District for review and comment and to the Board for approval. The raw water system up to and including the meters and curb stops shall be owned, operated, maintained, repaired and replaced by the District only after the District has accepted dedication of the system as herein provided. It is anticipated that the raw water irrigation system will not be owned, maintained by or dedicated to the District. In the event any dedication is proposed, the District shall have sole and complete discretion whether to accept such dedication. The District may accept the system in part, in its sole and reasonable discretion, reserving all rights to rescind acceptance if the remaining portions of the W: \ W einberg\487\Docs\wcinbcrgdistrictdraft06C. wpd -4- system are not satisfactorily completed. The Protective Covenants shall be recorded simultaneously with the final subdivision plat. To the extent the raw water system is not accepted by the District, the raw water irrigation system shall be owned, operated, maintained, repaired, and replaced by a property owners' association to be created by Developer at the time of final plat, as set forth more specifically in the line extension agreement(s) described hereafter in Paragraph 8, as referenced below, to be entered into by and between the parties; except that a property owner's association need not own those portions of such systems installed beyond the meters and curb stops on individual privately-owned lots. 6. Water Rights Dedication. For the Petition Property and any other parcels which receive District water service, the requirements for dedication of water rights to the District, as set forth in Article X of the Rules and Regulations, shall be satisfied by dedication or the payment of cash in lieu of actual water rights, unless otherwise agreed. The amount of any cash payment shall be Fifty Dollars ($50.00) per in-house EQR times the number of total EQRs associated with the development of the Petition Property. For purposes of water rights dedication, it is understood that the Fifty Dollars ($50.00) per EQR fee includes no payment for irrigation, of open space or otherwise. Fees for such amounts shall be separately assessed based on District Rules and Regulations. As it has been calculated by the Developer that the total number of EQRs associated with the development is approximately 66, the total cash in lieu of actual water rights to be paid to the District by the Developer is currently estimated at $3,300.00. If at the time of fmal plat a different number of EQRs is calculated, additional water rights dedication shall be due to the extent the total EQRs approved for development exceed 66. The amount currently estimated shall be paid to the District, or the water rights dedication shall, occur within ten (10) days of the date of inclusion and any adjustment based on final plat approval shall be paid or refunded within ten (10) days of the date of such approval. 7. Easements. The final plat(s) of the Petition Property shall dedicate for no additional consideration reasonable and customary utility easements as required and approved by the District across the Petition Property, which shall be particularly described on the final utility plan and/or fmal plat(s). In connection herewith, Petitioner and Developer agree to dedicate the above-described easements to the District on the final plat, free and clear of all liens and encumbrances which would interfere, as determined by the District, with the District's use of the easements. All easements to be dedicated shall be general utility easements of a width determined by the District. Further, Developer agrees to dedicate all other easements, as necessary, for access or completion of work on the Petition Property and for future expansion of District services to properties west of the Petition Property as may be determined reasonably necessary by the District and communicated by the District to Developer; such additional easements, to the extent not provided under the Wastewater Treatment Plant Development Agreement and the Sewer Interceptor Line Extension Agreement, shall be determined and dedicated at or prior to the time of final plat approval. If the Developer develops the property W: \ W einberg\487\Docs\wcinbergdistricldraft06C, wpd -5- with multiple plats, the District may require that an overall master plan of water and sewer infrastructure be developed and approved by the District to which later filed plats must conform. At the time of final plat approval, the District shall be allowed to require the Petitioner and Developer to dedicate an easement or easements to the District associated with reasonably required water facilities to provide domestic, potable water supply to the Petition Property, if necessary, which shall not include a water storage facility located upon the Petition Property. 8. Line Extension Agreement(s). In addition to the Wastewater Treatment Plant Development Agreement and Sewer Interceptor Line Extension Agreement described in paragraph 10 of this Agreement related to construction and extension of District sewer treatment facilities, and in addition to the Water System Development and Line Extension Agreement contemplated by paragraph 9 of this Agreement, at the time of or prior to final plat approval(s) (which approvals shall include where permitted by the counties a signature of the District), the Developer shall be required to enter into a standard line extension agreement(s) with the District in connection with the extension of water and sewer mains to be installed as part of the development of the Petition Property contemplated by the final plat(s). 9. Water System Facilitv Installation. It being the intent of the parties that subject to the provisions of future agreements between the parties as referenced in this Agreement, the District will provide water service to the Petition Property after inclusion, it is anticipated by the parties that, in order to serve the Petition Property and properties to the east of the Petition Property not now in the District and not contemplated for inclusion in the District by this Agreement, it will be necessary to extend and expand District water system facilities. Therefore, the Developer agrees to provide the District with the necessary easements for a District main water line through the Petition Property, as may be necessary in the District's discretion to service the Petition Property and property to the west of the Petition Property with water service. Said easement shall be determined in a manner in which lots approved by Developer and Petitioner would not be adversely effected. The Developer agrees that in accordance with the Rules and Regulations they will install . a District main water loop, within the Petition Property, ifrequired, at Developer's expense in the size to be reasonably determined by the District to meet District needs. Developer further agrees that it will enter into a subsequent Water System Development and Line Extension Agreement for this purpose. The District agrees that such Line Extension Agreement shall provide for reimbursement to the Developer of the additional costs incurred associated with oversizing the District main water line to the extent the District receives line extension fee surcharges from subsequent developers and users of the District main water line, as it is further extended. The water main line constructed by the Developer shall be dedicated to the District and upon acceptance, the District shall be responsible for all operation, maintenance, repair and replacement of the line; provided, however, in the event the main water line is installed prior to the time of final plat, Developer shall grant the District a temporary twenty-five foot (25') construction easement and a twenty- five foot (25 ') permanent utility easement for the installation and subsequent operation, maintenance, repair and replacement by the District for such water line .. Furthermore, W: \ W cinbcrg\487\Docs\wcinbcrgdis[I'ic!draft06C. wpd -6- Developer agrees that the installation of the line shall be considered a public improvement to be secured by appropriate financial guarantees as required by the District's Rules and Regulations. The parties also acknowledge and understand that other wholesale water service facilities may be required to service the Petition Property and properties not now in the District but adjacent to the Petition Property. Such facilities may include, without limitation, additional District water wells and pumping facilities. As long as the District makes its request before commencement of infrastructure improvements made pursuant to a final plat, the Developer shall construct such improvements, on the Petition Property, at its expense. Developer specifically agree that to the extent such facilities provide water service capacity to service the Petition Property, the Developer shall be responsible for a pro rata share of the cost of all such facilities. The Developer's pro rata share shall be that portion of the cost of the installation of the facilities represented by a reasonable estimate of the Petition Property's fully developed water service facility needs as a function of the overall capacity of the facilities constructed. The balance of the cost shall be reimbursed to the Developer first by credits applied to future tap fees from the District calculated at the tap fee rates in effect at the time construction is requested by the District. Any remaining balance due the Developer shall be paid to the Developer within sixty (60) days after completion and acceptance by the District of all such facilities constructed. In the event it is determined by the District that additional wells are required to service the Petition Property as fully developed, the Developer agrees it will install any necessary additional wells if requested by the District to do so, prior to the sale of any lot on the Petition Property. After such installation and approval by the District engineer, the Developer shall dedicate such facilities to the District. Upon acceptance, the District shall be responsible for all operation, maintenance, repair and replacement of any such facilities. It is recognized by the parties that at the time this Agreement is entered there is insufficient information available to estimate or predict the extent of the District's water service facility needs, and planning for those needs has not been sufficiently accomplished to identify appropriate physical locations for such facilities if needed. The Di.strict agrees that prior to, or upon approval of an expanded District Service Plan by Eagle County (if applicable) and Garfield Counties, it shall commence the necessary planning activities to identify such needs as they relate to the Petition Property. Such planning shall be completed by the District no later than the date of effective inclusion of the Petition Property in the District. The District further agrees that to the extent it deems it necessary to construct such facilities on the Petition Property, the District shall include in a Water System Development and Line Extension Agreement provisions for reimbursement to the Petitioner and Developer pursuant to the Rules and Regulations of the District of the cost of such installation beyond that portion for which the Developer will be responsible as outlined in the preceding paragraph. 10. Sewer System Facility Installation. It being the intent of the parties that subject to the terms and conditions of this Pre-Inclusion Agreement and the terms and conditions of other agreements as referenced herein, the District will provide water and sewer services to the W :\ W einbcrg\487\Docs\wcinbergdistrictdraft06C. wpd -7- Petition Property, Developer agrees that it shall pay its proportionate share of all costs of construction, planning and easement acquisition of a wastewater treatment plant of a type to be determined by the District, and District sewer interceptor line with associated facilities, including lift stations, in accordance with the terms and conditions of the Wastewater Treatment Plant Development Agreement and the Sewer Interceptor Line Extension Agreement both to be executed separate from this Agreement. The Developer acknowledges that full financial guarantees for the cost of design of these facilities may be required by the District in addition to other guarantees required pursuant to District Rules and Regulations. Upon acceptance of the sewer interceptor and, if applicable, lift station(s), by the District, the District shall be responsible for all operation, maintenance, repair and replacement of the line, except to the extent otherwise provided in the Wastewater Treatment Plant Development Agreement and the Sewer Interceptor Line Extension Agreement. For purposes of assessing Developer's proportionate share of any water or sewer facilities contemplated for design and construction under paragraphs 9, 13, 14 or this paragraph, the Developer's responsibility shall be the in proportion to the number of EQR's assessed to Developer's demand for the Petition Property compared with the number of EQR's required by St. Finnbar, and the Cerise/Wintergreen Properties. 11. Conditions Precedent to Inclusion. The following five (5) conditions shall all be conditions precedent to the obligation of the District to include the Petition Property in the District: A. Execution of a Wastewater Treatment Development Agreement and a Sewer Interceptor Line Extension Agreement (the "Infrastructure Agreements") by July 27, 1999. In the event the Infrastructure Agreements are not executed by this date, then the District, the Petitioner (to the extent they have an interest in the property) or the Developer (to the extent he has an interest in the property) may elect to terminate this Agreement. B. Receipt of all necessary approvals from state and local government entities for the water and wastewater expansion of the District to the west to include the Petition Property and the Plant Property at a minimum, and the construction of a second District wastewater treatment plant and interceptor line. Such approvals shall include, but not be limited to, approval of a 1041 Permit by Eagle County, if required, approval of an expanded District service plan by Eagle County, if required, approval of an expanded District service plan by Garfield County, approval of a 201 Plan, if required, and approval of a treatment plant site application by the Colorado Department of Public Health and Environment. Approval by governmental entities of the necessary permits, or other regulatory approvals, shall be satisfactory to meet this condition if such approval is made without conditions based on application made by, or approved in writing, the District. If any of the above approvals are the subject of an action for judicial W: \ W einberg\487\Docs\weinbcrgdistrictdraft07C. wpd -8- review or injunction, then the District, the Petitioner (to the extent they have an interest in the property) or the Developer (to the extent he has an interest in the property) may elect to terminate this Agreement. In the event the Amended Service Plan before Garfield County is not approved by Garfield County prior to July 27, 1999, then the Petitioner (to the extent they have an interest in the property) or Developer (to the extent he has an interest in the property) may elect to terminate this Agreement. If any necessary approval as contemplated in this paragraph is received with conditions, the District shall have the right to refuse to accept such conditions and may declare such approval unsatisfactory for purposes of meeting this condition; provided, however, that conditions placed on development land use approvals shall not give the District the right to refuse to accept the condition as satisfied for purposes of this Agreement, so long as the Developer bears all costs associated with such land use approval conditions. C. Approval by Garfield County of all subdivision final plat(s) to permit development of the Petition Property satisfactory to the Developer and Petitioner, to the extent that Petitioner has an interest in the Property. The Petitioner and Developer agree to diligently pursue the development approvals. The Developer shall also have the right to refuse to accept any conditions on development land use approvals and may declare such approvals unsatisfactory for purposes of meeting these conditions. To the extent the Developer chooses to proceed despite a condition on the land use approvals which the District finds objectionable, the costs of colllplying with that condition will not be included in any subsequently approved calculations for determining plant or interceptor cost for Developer tap allocation purposes or Developer line extension fee reimbursements. The District agrees to cooperate with the Petitioner and Developer to provide representations regarding the availability of water and sewer services to the Petition Property consistent with this Agreement, the Infrastructure Agreement, and any other subsequent ancillary Agreements. D. Closing and receipt of deed(s) for the Petition Property from Petitioner to Developer. If for any reason Developer, as the contract purchaser of the Petition Property terminates · his contractual interest in the Petition property, this Agreement shall be deemed of no binding effect or force as against Developer, and all obligations and responsibilities of Developer shall be deemed to be succeeded by and transferred to and assumed by Petitioners. Developer and/or Petitioner shall give notice to the District of any such termination of Developer's contractual interest in the Petition Property, within ten (10) days of such termination. W: \ W einberg\487\Docs\weinbergdistrictdraft07C. wpd -9- E. Execution by Cerise/Wintergreen of a Wastewater Treatment Plant development Agreement and Sewer Line Extension Agreement having terms compatible with the Agreements referenced in subparagraph ll(A), above. Petitioner and Developer agree that in the event the three (3) conditions precedent described in 11.A., B. and C., are performed or satisfied, each will immediately use their best efforts to close the purchase and sale of the Petition Property subject to their respective contractual obligations respecting the sale and purchase of the Petition Property. In the event the fourth contingency (subparagraph "D", above) is not met, then Petitioner shall have the right of election to terminate this Agreement within forty-five ( 45) days of Developer's notice of his termination under said subparagraph. If Petitioner does not timely terminate this Agreement as set forth above, Petitioner ·shall be deemed to have elected not to terminate this Agreement. Any declarations that an approval as contemplated herein is unsatisfactory, as a result of conditions imposed by a governmental agency, must be made in writing to the other party within forty-five (45) days of the date of such approval, or the right to so declare shall be waived. Later acceptance of the condition shall be deemed to rescind any such declaration. In the event that any of the conditions precedent herein listed are not met, this Agreement may be terminated by the other party upon ten (10) days' written notice. In the event this Agreement is terminated, the District shall be under no obligation to include the Petition Property, nor shall it be under any obligation under any other agreement referenced herein, including the Infrastructure Agreements, except to the extent that the Infrastructure Agreements provide for reimbursement of Developer costs in the event of termination at, or after, certain levels of design development. It is understood thatall costs associated with the preparation of the necessary applications for approval and other service costs as defined in Paragraph 2 of this Agreement, are Developer costs and termination of this Agreement as a result of lack of approval from state or local government entities by either the District or the Developer shall not be considered the fault or· breach of either. No such termination shall relieve the Developer of the obligation to pay the full costs incurred for preparation of approval applications up to and including the date of termination. In the event, however, that the District exercises any right given to it to relocate or resize the contemplated wastewater treatment plant or sewer interceptor after the design of either of them has proceeded past the sixty-five percent (65%) design completion level with approval by the District, the District shall be responsible for any increased cost in the preparation of applications for necessary approvals, whether or not this Agreement is terminated. 12. Remedies. A breach of this Agreement, or a breach of either of the Infrastructure Agreements shall be considered a breach of all agreements. Any and all remedies specified W: \ W einbcrg\487\Docs\weinbergdistrictdraft07C. wpd -10- under each or any of these Agreements are cumulative and are not intended to be exclusive of any other remedies to which the parties may be lawfully entitled. None of the remedies provided to either party under any of these Agreements shall be required to be exhausted or exercised as a prerequisite to resort to any further relief to which it may then be entitled. Every obligation assumed by or imposed upon either party hereto shall be enforceable by any appropriate action, petition, or proceeding at law or in equity, and may be initiated separately or jointly. This Agreement may be specifically enforceable. This Agreement shall be construed in accordance with the laws of the State of Colorado, and in particular the Colorado Revised Statutes and the Special District Act. 13. Service Plan and 1041 Permit Applications. The preparation of modified water and/or sewer service area plans to be submitted to Garfield County and/or Eagle County and the preparation of a 1041 Permit application to Eagle County for construction of the Plant, if required, shall be the responsibility of the District, hereinafter referred to as "Soft Costs". The parties agree, however, that the proportionate cost of the Soft Costs incurred after February 1, 1999 for the approval by Garfield County and/or Eagle County for expansion of the District's water and/or sewer service plans and for approval of a 1041 permit for plant expansion, if required, shall initially be the responsibility of the Developer in proportion to the number of EQR's which Developer requires compared with the number of EQR's required by St. Finnbar and the Cerise/Wintergreen Properties. At such time the District plant is completed, Developer, along with any subsequent developers making demands on the plant capacity, shall be required to proportionally share in pre-February 1, 1999 costs in a manner that recognizes funds spent by Cerise/Wintergreen prior to February 1, 1999, under the Cerise/Wintergreen Pre-Inclusion Agreement with the District. The Developer shall provide such financial guarantees as the District may require not to exceed the estimated proportionate cost of application preparation. The parties agree that absent an express modification of this Agreement, the initially co~templated minimum size of an expanded service area for the District shall be as noted on the service plan drawing attached hereto and incorporated herein by reference as Exhibit B; provided, however, that in the event petitions to be excluded are received by the District, or in the event other objections by third parties are received by the District, the District may determine or direct that the size of the service area shall be reduced to satisfy such objections. The District further reserves the right in its sole discretion, to order enlargement of the size and extent of the District service area to be included in the District's service area expansion application. However, should additional demands be serviced by the plant, for any development in excess of ten percent (10%) of the EQR's contemplated to be provided by this Agreement, the developer of such development making those demands shall similarly share proportionately in the soft costs, and where applicable, shall refund to the initial funding parties of Developer and Cerise/Wintergreen such amounts as are required to rebate overpayments based on revised calculations of proportionate shares as calculated by the District. For purposes of implementation W: \ W einberg\487\Docs\weinbergdistrictdraft07C. wpd -11- of this paragraph, Cerise/Wintergreen shall be a third party beneficiary of the provisions of this paragraph. The parties agree to cooperate and proceed in good faith to develop and complete applications to Eagle County and Garfield County for service plan expansion and a 1041 Permit application as contemplated herein no later than 180 days after execution of this Agreement. The parties agree that the District shall be permitted to make the sole decision regarding the ultimate size and extent of any revisions to its service area, and that in the event it should be determined by the District that approval cannot be obtained to expand the District service. area to an extent deemed necessary by the District, the District may abandon all efforts to expand the District service area, in which event this Agreement shall be terminated upon receipt by the Landowners of written notice from the District. The District specifically agrees, however, that service area expansion to the west which includes the area indicated on Exhibit B, will be considered satisfactory expansion and no right to terminate shall accrue if approval of the area so indicated can be obtained, except as otherwise provided in Paragraph 11.B. 14. Plant Site Aoolication. The preparation of the Site Application to be submitted to the Colorado Department of Public Health and Environment for the new wastewater treatment plant pursuant to law shall be the responsibility of the District. The parties agree, however, that the proportionate cost of the application to be prepared for approval by the Colorado Department of Public Health and Environment incurred after February 1, 1999, shall be the responsibility of the Developer (in the manner included and described as a part of the "Soft Costs" described in paragraph 13, above). The Developer shall provide such financial guarantees as the District may require not to exceed the estimated proportionate cost of application preparation. The District shall cause preparation of the Site Application to be commenced and filed as soon thereafter as possible after Garfield County approval of the pending Amended Service Plan request. Simultaneously with, or prior to, the commencement of preparation of the site application, the District shall commence preparation of an application for approval of an expanded service area by Eagle County and/or Garfield County and approval of the 1041 Permit by Eagle County, if applicable. The parties agree that absent an express modification to this Agreement, or absent specification of a differing size in the Infrastructure Agreements, the size of the plant to be initially constructed, for which the site application shall be prepared shall be approximately 100,000 g.p.d., but the District reserves the right, in its sole discretion to order ·enlargement of the proposed initial capacity of the plant to be constructed as contemplated by the Site Application; provided, however, that the District agrees that in such event it shall negotiate in good faith for any necessary modification of the Infrastructure Agreements between the parties to further compensate the Developer for any increased costs and for the refunding, on a proportionate basis of any Soft Costs associated with the addition of new demands requesting service, as provided in paragraph 13, above. Notwithstanding the foregoing, the parties acknowledge and agree that the site application may contemplate an ultimate plant capacity adequate to service the regional needs on expanded District, as determined by the District in its sole discretion. It is acknowledged by the parties that the ultimate plant capacity needs are currently estimated at approximately 1.3 m.g.d., but W: \ W cinberg\487\Docs\wcinbergdistrictdraft07C. wpd -12- that in the event during the term of this agreement the plant site is relocated, or the service area is further expanded to an extent not initially contemplated by this agreement, the parties acknowledge and agree that the ultimate plant capacity necessary to service regional needs could further expand and the Developer agrees to cooperate with the District in defining and providing for such further expansion. 15. Release and Replacement of Petitioner. The parties agree that at such time as the Developer becomes the owner in fee title of the Petition Property, the original Petitioner shall have no further obligations to the District pursuant to this Agreement, and Developer shall automatically replace the original Petitioner in the Petition for Inclusion. At the time of closing on the Petition Property the Developer shall assume all obligations of the Petitioner pursuant to this Agreement. 16. Effective Date. It is acknowledged by the parties that this Agreement is contingent upon the passage of a resolution by the Board of Directors of the District approving of the inclusion of the Petition Property into the District. The resolution shall specify that inclusion is contingent upon satisfaction of all conditions precedent specified in this Agreement and execution within the specified time of the Infrastructure Agreements. The parties expressly agree and acknowledge that the effective date of inclusion will not occur until all conditions precedent have been performed or satisfied and a court order has been signed pursuant to C .R.S. §32-1-401 formally including the Petition Property in the District. 17. Notice. This Agreement shall constitute actual notice to any and all future users of District services on the Petition Property, and all owners, tenants, or other persons who occupy units or reside upon the Petition Property of the terms and conditions herein. 18. Notices. All notices, requests, demands, consents, and other communications pertaining to this Agreement shall be transmitted in writing and shall be deem!!d duly given wh,en received by the parties at their addresses below or any subsequent addresses provided to the other party in writing, by certified mail. Notice to JAY N. WEINBERG: With copies to: W :\ W einberg\487\Docs\weinbergdistrictdraft07C. wpd -13- 135 Palm Avenue Miami Beach, FL 33139 Herbert S. Klein, Esq. Klein & Zimet, P. C. 201 N. Mill St., Suite 203 Aspen, CO 81611 And Kevin L. Patrick, Esq. Patrick & Stowell, P.C. 730 East Durant St., Suite 200 · Aspen, CO 81611 Notice to Henry and Lana Trettin: With copy to: Notice to District: With copy to: Henry and Lana Trettin 3350 Ocean Park Blvd., Suite 100 Santa Monica, CA 90405 Paul Taddune, Esq. Paul J. Taddune, P.C. 323 West Main St., Suite 301 Aspen, CO 81611 Mid Valley Metropolitan District 0031 Duroux Lane, Suite A Basalt, CO 81621 Leavenworth & Tester, P.C. P. 0. Drawer 2030 Glenwood Springs, CO 81602 19. Binding Agreement. This Agreement shall be binding upon and inure to the benefit of the parties and their successors, assigns, heirs, devisees, or transferees. 20. No Additional Waiver Implied by One Waiver. In the event any agreement contained in this Pre-Inclusion Agreement should be breached by either party and thereafter waived by the other party, such waiver shall be limited to the particular breach so waived and shall not be deemed to waive any other breach hereunder, including a subsequent breach of the same agreement. 21. Covenants in This Agreement. The parties agree and intend that this Agreement shall run with the Petition Property and be a burden and covenant on that Petition Property. 22. Complete Agreement. This Agreement constitutes the entire and complete agreement of the parties on the subject matter herein. No promise or undertaking has been made by any party, and no understanding exists with respect to the transactions contemplated, except as expressly set forth herein. All prior and contemporaneous negotiations and understandings between the parties are embodied and merged into this Agreement. 23. Enforceability. If any covenant, term, condition, or provision of this Agreement shall, for any reason, be held to be invalid or unenforceable, the invalidity or unenforceability of such covenant, term, condition, or provision shall not affect any other provision contained herein. 24. Governing Law. This Agreement shall be governed by the laws of Colorado, which state shall also be deemed the place where this Agreement was entered into and the place of performance and transaction of business of the parties. In the event of litigation pertaining W:\Weinberg\487\Docs\wcinbergdiscrictdraft07C. wpd -14- to this Agreement, the exclusive forum, venue, and place of jurisdiction shall also be Colorado, unless otherwise designated in writing by the parties. 25. Authoritv. Each person executing this Agreement represents and warrants that he or she has been duly authorized by one of the parties to execute this Agreement and has authority to bind said party to the terms and conditions hereof. 26. Assignment. Any assignment or attempt to assign any portion of the Petitioner's or Developer's rights or obligations shall be void and of no force and effect unless the Petitioners shall have attained the written .consent to any such assignment from the District, which shall not be unreasonably withheld after consideration of the financial worthiness of the assignee. The District may require, as requirement of its consent to assignment that all unpaid and due fees and costs be brought current. Approval of such assignment, if given, shall release the Petitioner from any responsibility or liability under this contract. 27. · Warrantv of Authority. Each person executing this agreement represents and warrants that he or she has been duly authorized by one of the parties to execute this agreement and has the authority to bind said parties to the terms and conditions thereof. 28. Attorney Fees and Costs. In the event that legal action is necessary to enforce the provisions of this Agreement, the prevailing party shall be entitled to damages and reasonable attorney fees and costs. 29. Amendments. This Agreement may be amended from time to time by amendments made by the. parties in written form and executed in the same manner as this Agreement. 30. Counterparts. This Agreement may be executed in duplicate counterpart originals, each of which shall constitute an original but all of which shall constitute one and the same agreement. IN WITNESS WHEREOF, the parties have executed this Agreement on the day and year set forth next to their signatures. By W: \ W einberg\487\Docs\weinbergdistrictdraft07C. wpd -15- APR~l9-99 MON 09:36 OAKLAND-SHIPPING STATE OF COLO.RADO COUNTY OF 'O,'i(L ) )ss. ) \ '• Ac:krl.owledged, subscribed, aJJd iwom to befoie 1999, by lW<.od.c.:i:Q.. f. (;,~ : IS·Preaident, Secretuy, on behalf of the Ml alley ~etropolitan D' WI~'ffiSSmyhandan.dof:ficial~eal. My Commission expires: "-~-' -· ud. /e-v.</J"(/v~,;p. I STATE OF COLORA:'aO } !I . ) SS. COUNTY OF #//~e4J') Achtowlcdgcd, subscribed, a,n'1 :worn to befqrc 1999, by 'Honey Trettin and Lana Treain. WITNESS my hand and official Seal. . . ·16- 412 697 5454 ·< I \ : : . ·' -...; .. ·. . : .. ·. . .:· ~ ; .. ' . ·.-.. ! . TrRLA.Sf,~~ . " .: STATE OP COLOM?JO ) )a. COUNTY OP ) TREND PR'll'rlQHIU1 ~•ltd1ed, 1111'10'1"-I, aalf JWOfll to bet'oft Ille dill_ day Of _____ , 1999, -0:7 ' ' • Pnlidm. -... Semwy, on ~t of i= Mid Valkl1 Melropolllla Disirioi. ' My CommjHioa npinl: ------- STATE OJ' COLOMDO ) ) ... COUN':rY OP ) .Mkaowltdpd, 1ubeoribed, &IW IWOl'll llD Wore a lllla _ dly of ___ _ 1999. b7 Hcm'Y n.IWl w Lal1' Tdlill. ·wnmss my bud llld ~ 1AI. My CommlltioD expire1: -------· RPR 16 '99 10:00RM PRTRICK & STOWELL; ' ~ -17- P.S . -'I . i. IECEIVED JUN 3 D 19fli1 LEAVENWORTH & TESTER,-P.C ... ·· · · · · · ATTORNEYS AT LAW AAA)i" • LOYALE. LEAVENWORTH CYNTHIA C. TESTER GREGORY J. HALL DAVID H. McCONAUGHY KELLY D. CAVE DAVID A. MEISINGER* TOM KINNEY "'Admitted in Wisconsin only Mark L. Bean, Director June 30, 1999 Garfield County Building & Planning Department 109 8th Street, Suite 303 Glenwood Springs, CO 81601 !Oll GRAND AVENUE P. 0. DRAWER 2030 GLENWOOD SPRINGS, COLORADO 81602 TELEPHONE: (970) 945-2261 FAX: (970) 945-7336 ltlaw@sopris.net VIA HAND DELIVERY Re: Mid Valley Metropolitan District's Garfield._County Service Plan Supplemental Information. Dear Mark: I am writing on behalf of Mid Valley Metropolitan District ("MVMD" or the "District") to supplement the information for our presentation to the Garfield County Board of County Commissioners on July 7, 1999. The District has several issues. First, at the Planning and Zoning Commission's meeting on May 26, 1999, Louis Meyer's presentation included a variety of overhead slides. For clarification purposes, we have numbered these overheads and copied a set of the material for the County Commissioners. In addition, Louis added a few overheads for the presentation on July 7, 1999. Enclosed please find a set of the numbered overheads. Secondly, enclosed please find a copy of MVMD's Water Systems Costs at Comp Plan; the District's 1998 audit, and a highlighted copy of a report entitled "Individual Sewage Disposal Systems: Colorado Issues Review and Task Force Recommendations" (hereinafter the "Report") for your review. The Report was published by the Denver Regional Council of Governments for the Individual Sewage Disposal Systems Task Force, and it analyzes the implications to water quality and accumulative loading of nutrients to surface and ground water from on-site septic tanks. We highlighted the Report to reference those areas which we believe are most relevant to the discussions regarding the Garfield County Service Plan. The Report notes that the movement of nitrate into groundwater from septic tanks poses a health risk and that there is a linkage between total phosphorous discharges in runoff and septic tanks in the mountainous portions of Colorado. The Report basically concludes that individual sewage disposal systems degrade the quality of water in mountainous portions of Colorado, and therefore should be discouraged. We also enclose a copy of the District's 1998 audit for your review and to demonstrate that the District is a viable, financially sound special district. As you can see, the District's current cash assets total $2,413,697. Finally, the District wants to confirm that it is willing to accept the F: \ 1999\Leners-Memos\MVMD-Bean-ltr-3. wpd " LEAVENWORTH & TESTER, P.C. Mark L. Bean, Director Page2 June 30, 1999 conditions recommended by Blake Jordan regarding the Garfield County Service Plan. Please feel free to call me with any questions regarding this matter. Very truly yours, LEAVENWORTH & TESTER, P.C. LEL:bsl cc: Don Deford, Esq. w/enc. Bob Szrot w/enc. Louis Meyer, P.E. w/enc. Mid Valley Metropolitan District w/enc. Board of Directors w/enc. David E. Leavenworth, Esq. w/enc. Kelly Mullane-Johnson w/enc. Douglas Pratte w/enc. Kevin Patrick w/enc. Ronald B. Liston w/enc. Tim Thulson, Esq. w/enc. F: \1999\Letters-Memos\MVMD-Bean-ltr~3. wpd ! l i ! ' I I I l I l_ ·-==- ---- ·--1 --- · ---·--·-I - 1•-·-··1=.:_ '" l. ---------------- EXHIBIT 1 u I N I ' , ' -~-' • Evidence that there is sufficient existing and projected need for expanded service in the areas to be included for service by the District; • A determination that the existing service in the Roaring Fork Valley floor from the existing District boundary west to the Ranch at Roaring Fork is inadequate for present and projected needs; • A detenmination that the expanded District is capable of providing economical and sufficient services to the area within its proposed boundaries; • A detenmination that the area to be included in the expanded District has, or will have the financial ability to discharge any proposed indebtedness on a reasonable basis; · • A detenmination that adequate service is not, or will not be, available to the Roaring Fork Valley Floor through the County, or other existing municipal or quasi-municipal corporations, including other existing special districts, within a reasonable time and on a comparable basis; • A detenmination that the facility and service standards of the proposed expanded District are compatible with the facility and service standards of Garfield County; • A detenmination that the District's expansion proposal is in substantial compliance with any master plan adopted pursuant to C.R.S. 30-28- 106; • Evidence that the District's expansion proposal is in compliance with any duly adopted county. regional, or state long-range water quality management plan for the Roaring Fork Valley Floor; and • A detenmination that the District expansion will be in the best interests of the area proposed to be served. EXHIBIT 2 ~ L .. .... t::O .... ..., <.;> PROPERTY BLUE LAKE FILINGSH FILING 5 SUMMIT VISTA 4 SPEN JUNCTION VALLEY BUSINESS CTR BASALT INDUSTRIAL PARK OAK GROVE TOWNHOMES RIVER OAKS RIVER RANCH BASALT TRADE CTR GLASSIER ACRES OLD ORCHARD SUBD STATE HWY DEPT FITSIMMONS MOTORS SOPRIS MEADOWS TREE FARM DACOTASUBD GUY RANCH aRLIAN RANCH KODIAC PARK BLUE RIDGE PUD TEXACO/WENDY'S MID VALLEY MEDICAL CTR KOA •SPEN BASALT MHP BISHOP PARKSIDE McCUNE FORD JACOBI CHURCHES MISCELLANEOUS TOTAL EL JEBEL SOPRIS VILLAGE TOTAL 2 - l!XIST IClll'9 ,.,,.., 266 H 107 107 37 66 45 15 23 14 2 40 7 10 16 57 2 7 0 15 73 1 5 • 5 999 TABLE 3.1 MVMD WWTF PROJECTIONS EQRSUMMARY 3 -4 5 - ll!QR'I PLATTU TOTAL lalt'I l'lmllCTllD 9UTllOT. .,:;;~ .. llQll'I. . DIVIUll'IOi CCII lllYMlll'I' .. ,,.. ... ,,., '""'"' 3 260 20 94 0 107 26 133 2 39 7 73 0 45 4 '" 4 27 1 15 2 4 0 40 0 7 0 10 834 850 0 0 40 17 H 2 2 27 0 2 10 0 0 17 0 0 83 0 7 40 40 0 15 0 73 0 1 5 3 8 7 7 6 0 5 0 5 0 5 • 0 • 20 172 1171 223 • - TOTAL "'°'*"" ..... -- 26• .. 107 133 39 73 45 '" 27 15 4 40 7 10 850 40 7' .. 12 17 83 7 40 15 73 6 8 13 5 5 10 25 2113 759 124 3,076 7 fLOW "" CAl'ITA ....... 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 100 , 8 -9 - CAPITA TOTAL ,1!111 FLOW IQll WW '"APIT•• '"'l'Dl 3 80,700 3 28,200 3 32,100 3 39,900 3 11,700 3 21.900 3 13,500 3 5,700 3 8.100 3 4,500 3 1,200 3 12,000 3 2,100 3 2,910 3 255,000 3 12.000 3 22.200 3 8,700 3 3,600 3 5100 3 2'4 750 3 2100 3 12 000 3 -4.500 3 21,900 3 1,800 3 2,400 3 3,900 3 1,500 3 1,500 3 3,000 3 7,500 3 657.980 922,860 [:~ 1· ~I JI .. )i gi I j~ ! ,, I i1 m ' ' is i I l 1 § I i lft .. ' ·1 ~ I ~ I .. -___ ..._ I I i I I I • I • - ~ ---· _JI .·· --.,~ .. - ·.' •, ' . J ii ' I ·1 ~ .. -.' \ ... t_ ....... . '-~::~~=~~ ~ ,;~ - . _r)jt":::"'• :. . ;---· ____ · ------·.--1 __.i~I . · .·. I EXHIBIT 4 .-, ,, , J / / I ~ / EXillBIT 5 I \ \ • • -, . :<.. ~ i ·-; J ~ \ i5 ~ . ../ ~ .· :::i \II :;· ~ <l :::;; ~ :I.. ~ :i.: EXHIBIT 6 --· TABLE 3.4 COMPREHENSIVE PLAN ZONING IN ESA ZONING ACRES EQR'S LOW 684 68.4 MEDIUM 685 116.45 HIGH 0 RE 22 0 OS 13 0 PRE SHANA 61 80 RANCH AT ROARING FORK EXISTING 355 147 RANCH AT ROARING FORK PROPOSED 50 TOTAL 1820 461.85 _) EXHIBIT 7 TABLE 3.2 TOTAL ACRES IN EXPANDED SERVICE AREA RANCH AT RF PRE SHANNA TOTAL ARRD ZONING WETLANDS, SLOPES, ROADS ECT 20% TOTAL DEVELOPABLE ACRES #OF UNITS UNDER AIR/RD ZONING TABLE 3.3 PROPERTY undevelonAti ranch at rf existing ranch at rf oronnsed ranch creek oreshanna TOTAL _) EXHIBIT 8 1824 355 61 1408 281.6 1126.4 563.2 EQR'S 563.2 147 25 25 80 840.2 -· &--.oa ! ACRES ACRES ACRES ACRES ACRES ACRES EQRS ISCUSSIONS WITH PROPERTY OWNERS PROPERTY #OF EQR'S ERISE PHASE 1 1200 ACRESl 300 ERiSE PHASE 2 [100 ACREA] 100 <\IL Y STERETT PROPERTY 50 T FINNBAR 23 RESHANA FARMS 80 ANCH AT ROARING FORK EXISTING 1-47 .ANCH AT ROARING FOR PROPOSED 25 ANCH CREEK PROPERTIES 25 LUE CREEK RANCH 80 LIFFORD CERISE PROPERTY 100 vALDORF SCHOOL 5 ilSC EXIST AND PROP ISDS . 20 OTAL 955 EXHIBIT 9 , ' ) . ~ / • • \. :!· ' "' •.i . . I I .• l ... EXHIBIT 10 " N ·' ~ ' ' .. .' 0 • '"-., • • ,,_-~~-- ~ ~ \ \ I I .. --i • I Ill Ill 0:: \ >- b z ::i 0 {.) z ~ LOT8 --- SECTION 31 • ~ • • • LOT$ /!& SECTION = l FIGURE 4.7 ~ ---Ul1P!:J.!:!!A!!!. _ ---, 1. I ~-~~ i.::i Lor 6 11 ··-··-··-·-··- PROPOSED WWTP SITES LOT 10 c PRELIMINARY • ~ ~----~ / .. -.... .. _ -- CERISE RANCH 7 ZANC4NtzLA ANO ASSOC/A TFS. INC: EXHIBIT 11 ;;'NEERING CONSUL TANT.5' SCALE• MTE• »£tT 1ir, • IOOtt fDNJMT 1.S. tftt 1 t:7 1 DRAW IT• OICD Jl• t .,.. ay, P'\..M NO. Cl'PQ: -t101 -1CIOO COCl'Ot A~ , ...... m.CllL400 8\.o! (l70) ~ OHM TAZ TAZ a'-c .., i 1 = 4.1 D :st= -•TE ALTERNATIVE II\ OF PROBABLE COST ITEM/DESCRIPTION 000 GPO WoNfF TFALL LINE 10 COSTS 1 STATION -".CE MAIN 6" oAN OUTS .>J) CROSSING ~ESS ROAD :RCEPTOR "HOLES 'Y BORE 3TOTAL 3R7% 'NTINGENCY '5% TOTAL -E 4.2 10 CH SITE 1 INC N OF PROBABlE COST )NTINGENCY 15% TOTAL UNl1;, QUANTITY ' LS "" LF 5 AC ' LS 6300 LF 25 LF ' LS ' LS """ LF .., EA 200 LF TOTAL EOR'S COSTPEREOR )TAJ.. EORS (NOTE LESS 147 EQR'S FOR RANCH) JST PER EOR -E4.3 '10 ;~BAR SITE '11NC JN OF PROBABLE COST >TE ' ··~ ~ 000 GPO WWfF :UTFALL LINE ANO COSTS iFT STATION ORCE MA.IN 6" :LEAN OUTS ·<DAO CROSSING \CCESS ROAD 'ITERCEPTOR iANHOLES 1 WYBORE ,uan ' _NGR.~ ';ONTIN ENCY '5% TOTAL '~"· OUNIT>TY ' LS 200 LF 5 ' LS 8000 LF " LF ' LS ' LS '"""' LF 53 EA 200 LF TOTAL EOR'S COSTPEREQR UNI/ PRICE $2 079 360 ..., $50 000 S12!l 000 '" $500 ""'"' $25,000 S30 "500 """ u~ PRICE '1:7 079 360 000 '=125 000 ""' 000 510000 "500 """ TOTAL PRI~~ S2 079 360 $18,000 S250 000 $125 000 $157.500 $12 500 $20 000 $25,000 $387 000 .... 500 ""000 ... 218 8tlO $225,320 ""829 $3,"27.009 "" $4,091 "' "° 000 $250 000 000 .. ooo $705000 $117000 ""000 000 $35000 S30000 '25000 ,...,,.. $4,507.119 '" ........ 1 •v1...._.-.. 1v1: "'"" ••ooo 000 '25000 '"'000 "000 000 $10 000 """000 $79500 ""000 "' '230"" .... $4,0Hl.m "" $4,1117 EXHIBIT 12 ~p· 1= 4.6 1\/1v1D ANCH SITE GM INC "INION OF PROBABLE COST 0. 1 2 3 4 5 s 7 3 9 0 1 2 - - ITEM/DESCRIPTION .1 MGD PLANT OUTFALL LINE LAND COSTS WETLAND MITIGATION SUP LINE RANCH LINES INTERCEPTOR SEWER LINE MANHOLES HWY BORE HWY CROSSING ACCESS ROAD REMOVE RANCH INWTF EXCESS GROUNDWATER DEWATERINC ... UBTOTAL ENGR7% CONTINGENCY 15% TOTAL TOTALEQRS COST PER EQR ESTIMATED UNITS QUANTITY 1 LS 1200 LF 5 AC 1 LS 2200 LF 23500 LF 78 EA 200 LF 1 LS 1 LS 1 LS 1 LS EXHIBIT 13 UNIT PRICE $1,046,360 $30 $50,000 $0 $45 $30 $1,500 $400 $20,000 $35,000 $30,000 $25,000 TOTAL PRICE $1,046,360 $36,000 $250,000 $0 $0 $705,000 $117,000 $80,000 $20,000 $35,000 $30,000 $25,000 $2,344,360 $164,105 $351,654 $2,860, 119 461 $6,204 . ' ,e· ~ 4.6 VMD t..NCH SITE 3M INC INION OF PROBABLE COST ), ITEM/DESCRIPTION .1 MGD PLANT ' OUTFALL LINE LAND COSTS WETLAND MITIGATION SLIP LINE RANCH LINES i INTERCEPTOR SEWER LINE MANHOLES HWY BORE l HWY CROSSING 0 ACCESS ROAD 1 REMOVE RANCH WWTF ~EXCESS GROUNDWATER DEWATERll -;:,JBTOTAL ENGR 7% CONTINGENCY 15% TOTAL TOTAL EQRS COSTPEREQR ESTIMATED UNITS QUANTITY 1 LS 1200 LF 5 AC 1 LS 2200 LF 0 LF 0 EA 0 LF 0 LS 1 LS 1 LS 1 LS EXHIBIT 14 UNIT PRICE $1,046,360 $30 $50,000 $0 $45 $30 $1,500 $400 $20,000 $35,000 $30,000 $25,000 TOTAL PRICE $1,046,360 $36,000 $250,000 $0 $0 $0 $0 $0 $0 $35,000 $30,000 $25,000 $1,422,360 $99,565 $213,354 $1,735,279 461 $3,764 . ' OUTLINE FOR 1996 208 PLAN REGION XD WATER QUALITY MANAGEMENT PLAN Introduction How To Use This Plan Background Policy Summary VOLUME I -POLICY PL.AN ~~T\V~ NORTHWEST COLORADO l'i W6U<.....J COUNCIL OF GOVERNMENTS Robert Ray Water Quality Director Page 6 8 9 12 :249 Warren Ave. P.O. Box 2308 97<>= 468<rl'/S"v. "/ Policy 1. Water Quality 5'vennome. co 80498 FAX<_, 468-1208 15 1.1 Policy Statement 15 1.2 Policy Objectives 15 1.3 Policy Justification 15 1.4 Implementation Recommendations 16 1.4.1 Meet Existing Water Quality Standards 16 1.4.2 Recommend Revisions to Water Quality Standards, 16 Classifications, and Designations 1.4.2.1 Special Water Quality Standards 16 1.4.2.2 New Outstanding Waters Designations 16 1.4.2.3 Changes to Use-Protected Designations 17 1.4.2.4 Changes to Temporary Modifications 17 1.4.2.5 Designated Uses Recommendation 18 1.4.2.5 Designated Use lmpainnent Recommendations 18 1.4.2.5.1 Water Quality Limited -Allocated Segments 18 1.4.2.5.2 Water Quality Limited -Potentially Threatened 19 1.4.2.5.3 Water Quality Limited -Partially Supported 20. 1.4.2.5.4 Water Quality Limited -Not Supporting 21 1.-4.3 Implement Local Governmental Land Use Controls 21 1.4.4 Implement Water Quality Improvement Projects 21 1.-4.4.1 Inactive Mine W.Q. Improvement Projects 21 Policy 2. Water Use and Development 2.1 Policy Statement 2.2 Po•icy Objectives 2.3 Policy Justification 2.4 Implementation Recommendations 1 EXHIBIT 15 23 23 23 23 24 ·.~) .. EXKUTM CHAMIElS 1 36 St.<"' c..,;.,i Denver. Co!oraOc 80203·1792 Phcne 1303) 806-<471 May 18, 1998 William Y e!lowtail Regional Administrator, Region VIII U.S. Environmental Protection Agency 999 l &th Street, Suite 500 Denver, CO 80202-2413 Dear Mr. Yellowtail: STATE OF COLOR.ADO It is my pleasure to inform you that I have ccnified the State's approval of the 1998 update to the Area-wide Water Quality Management Plan for the Northwest Colorado Council of Governments (NWCCOG) under Section 208 of the Clean Water Act. Following a public informational hearing on April 13 1998, the Water Quality Control Commission approved this update without conditions. If you or your staff have any questions or co=ents, please contact Bill M.;Kee at the Water Quality Con1l'ol Division, 692-3583. Thank you for your assistance and cooperation. Sincerely, Roy Romer Governor Enclosures cc: Peter D. Nichols, Chair, Water Quality Control Commission David Hoirn, Director, Water Quality Control Division Robert Ray, NVICCOG EXHIBIT 16 .. ,_ : ! CHAPTER 8. COMPLIANCE WITH 208 PLAN. This Service Plan which consolidates service areas, management agencies and WW is consistent with the policies of the Region XII Water Quality Management Plan or 208 for the Roaring Fork River. The purpose of Section 208 of the Federal Clean Water Act 1s lu require plans for coordinated regional approaches to Water Quality Management. Specific citations in the 208 Plan include the following: 3 .1 Point Source Issues "The principal problems addressed included the need for advanced wastewater capability at domestic facilities to protect Roaring Fork Rive and Brush Creek from toxicity due to discharges of ammonia, chlorine and BOD5• The plan also addressed the need for future consolidation of facilities in the El Jebel area as a result of anticipated growth in the area." 3.2 Point Source Recommendations •A Consolidated Sanitation Management District in the Mid Valley area should be established in the future. The sanitation district' which could be managed by a single management organization include: El Jebel, Basalt, Sopris Village, Mid Valley and Aspen Glen." 4.2 Policy Objectives "To avoid the proliferation of wastewater treatment facilities and/or wastewater treatment agencies where practical alternatives exist." 4.4 Implementation Recommendations reponllj)ICI09.nl "Where site conditions require wastewater collection and central treatment, efforts should be made to consolidate treatment plants. Consideration, however, needs to be given to protection of instream flows. Every effort 27 EXHIBIT 17 repgml"11CIOl.1"¥2 " should be made to consolidate management agencies and special district boundaries, where possible, and financially beneficial. At a minimum, proper long-term operations and maintenance should be provided by a responsible operating entity.• 28 EXHIBIT 18 • J ) POLICY 4. DOMESTIC, MUNICIPAL AND INDUSTRIAL WASTE TREATMENT 4.1 Policy Statement Land use and development decisions to locate water supplies, wastewater treatment systems, and other facilities will be made in a manner which protects water quality. Dilution will not be considered as a means of waste treatment. Decisions regarding facility location shall also recognize the protection of floodplains, geologic hazard areas, wildlife habitats, wetlands, shorelines, and agricultural land. Plans for facilities which discharge wastes will be coordinated with existing facilities to protect water quality. 4.2 Policy Objectives To ensure that all land use activities have adequate facilities to collect, treat, and dispose of anticipated types and quantities of wastewater. To ensure that the discharge of any water pollutant from waste treatment facilities industrial or commercial processing activities or mine waste tailings ponds meets the assigned conditions of its discharge permit so as to comply with stream standards as established by the Colorado Water Quality Control Commission. To ensure the wasteload allocations for point source discharges are met throughout the region through upgrading of existing treatment facilities and planning and construction of new facilities as required. To ensure that development of solid waste disposal sites including residuals from wastewater treatment is conducted in accordance with sound conservation practices giving consideration to potential pollution problems inherent in proposed sites. To recognize the sensitivity of regional and local groundwater aquifers to pollution from waste discharge~ or s_e~paoe from waste disposal sites and septic system leachate. ------· -------... ---------· · · - 1 • To avoid the proliferation of wastewater treatment facilities and/or wastewater II treatment agencies where practical altematives exist. ~~'--~"'--'--~--'---~----~~--------~----, To ensure that.w::i .. tewater treatment facilities are properly operated and maintained by a responsible operating entity. To seek the most cost-effective approach to limitation of critical pollutants by examining tradeoffs between point and nonpoint sources. 32 EXHIBIT 19 j G1U Owens. Guvl!rnor :.:ine E. :'lr)rton. Acting E.'(ecut1ve D1r!!ctor :Jedic.Jceo :o !:JfO(ectm~ Jnc 1morov1n~ tre r.e:;.ith JflU environment oi ihe !:JeDOte oi' C:;icr_i!'.:O tJOO Ch..:rrv Cr~·.!i< Or. S ;"J~nver. (Jior:::ioo 1102-16-1530 P!ione 1JOJl 692-2000 ', ,JCJteo In c;~no:::ile. C-.:>iorJClO :Vfarch 31. 1999 John G. Colton 1~Jbor=itorv Jnd R~di.ltJOn s~rv1ces Oiv1s1on .'Jl 00 lowrv Blvd. Denver CO 80220-6928 303l 6'J2.JO')O 1830 \Ii. universitv Dr Suite I :o Tempe, AZ 85281 RE: Ranch at Roaring Fork Site Application Dear Mr. Colton: Colo...do Dcpmment of Public H<::<lth 4.n.d En,,.;ronmenc In response to your letter of March 5. 1999, please consider the following information and facts. I understand you are concerned that the Water Quality Control Division ("Division") changed our expectations regarding options for consolidation of facilities at the Ranch at Roaring Fork ("the Ranch") after the site application was submitted last year. Under the Water Quality Control Commission's Site Application Regulations. the Division is responsible for ensuring that consolidation of wastewater treatment facilities occurs whenever it is feasible. Consolidation generally provides a positive economic impact for the users of the facility in comparison to the costs for separate facilities and can also have a positive environmental impact which benefits all of the users of the receiving stream. Consolidation of facilities in the Roaring Fork Valley has been an issue for well over fifteen years and we have consistently worked with the wastewater treatment entities and developers in the vailey to make good facility siting decisions. I believe that. if you look at the history of this issue at the Ranch. you will see that our Grand Junction staff has tried to work proactively with the Ranch on the issue of consolidation. In case you are not aware of the specific details. the following is a brief history of our discussions with the Ranch on consolidation issues. In 1990. Dick Bowman and Dwain Watson of our Grand Junction Office met in Grand Junction to discuss consolidation of wastewater treatment plants with representatives of the Ranch and the proposed St. Finnbar and Preshana Farms developments. At that time. St. Finnbar 1nd Preshana Farms had proposed their own wastewater treatment facilities and the Ranch's wastewater treatment plant had been identified as being at risk due to physical deterioration of the facilities. At the end of that meeting. it was our understanding that the Ranch. St. Finnbar and Preshana Farms had agreed that the two developments would tie into and help expand the Ranch's treatment facility. Zv1r. Bowman and Mr. Watson were not contacted again on improvements to the Ranch's facility for several years. On April 8. 1994. Mr. Watson sent the manager of the Ranch a letter (copy attached) discussing consolidation with the same proposed developments. This letter '.'.as sent in response to a letter from the Ranch w. St. Finnbar denying sewer service. EXHIBIT 20 l . _, He asked the board to consider the Water Quality Controi Division·s responsibilitv to encourage consoiidation whenever feasibie and reminded them of the commitment the Ranch. had made to- provide sewer service to St. Finnbar. Shortly after sending this letter. \[r. Watson attended a meeting with the Ranch"s Board of Directors ro discuss these issues. :\o further discussion on consoiidation with the Ranch occurred until a site application for a new plant was received on :V!ay t:?.. 1998 The site application proposes an expanded faciiity that would tre:u wastewater from the Ranch. St. Finnbar. and Preshana Farms d1scuss1ons wit t e en s engmeenng tmn m 1g t of the task force· s concerns. The engineer agreed that further evaluation of consolidation was appropriate and he and Mr. Watson mutually agreed that the site application should be put "on hold". We are aware that Mid-Valley Metro has been exploring the possibility of developing a regional facility that would be located adjacent to the Ranch and that this facility would also serve St. Finnbar and Preshana Farms. We understand that. if the Ranch were to join the District, Mid- Va!ley Metro has made an offer to the Ranch to tie into the regional facility which: l. Would not require payment of tap fees; 1. Would preclude any increase in operations and maintenance costs for a number of years: and 3. Would obligate Mid-Valley Metro to provide capital to repair inr1ow and infiltration of groundwater into the Ranch's sewer lines. When the site application was submitted in May of last year, eight years had passed since our 1990 discussion with the Ranch, St. Finnbar and Preshana Farms. [ realize that we have continued to discuss the Ranch providing service to these other local developments during the past several years. However. what you are characterizing as "the worst abuse ofbureaucraric authority I have ever seen"' is unfair. [ believe this is actually a case of charged circumstances with regard to opportunities for consolidation of wastewater treatment facilities. The Ranch has been looking at improving their wastewater treatment facility since at least 1990 but. for reasons unknown to us. didn't work through the consolidation issues until last year. As mentjqqed abgye short! after the site a Ii ' nd ~ · - of EXHIBIT 21 Consoiidation with Mid-Valley would reduce the Ranch·s control over the regionai facilitv"s design. However. assuming the offer from Mid-Valley Metro is valid. we cannor see hoV: the Ranch would be ··at risk" for future operations and maintenance costs since they would not increase for a number of years and would be mitigated in the future by the larger number of taps over which these costs would be spread. substantially th; 52me If you or the Ranch would like to discuss the substance of our position in greater detail or if you have any questions. please contact Dave Akers of my staff at (303) 692-3 591. 'Qj~ kr David Holm, Director p · Water Quality Control Division ) cc: Marie. Bean, Garfield County Planning Director Michael Gerber, Chairman, Ranch at Roaring Fork HOA Mid Valley Metropolitan District Preshana Farms St Finnbar Development Dwain Watson. District Engineer MS-3 File EXHIBIT 22 -. .. " ) -. . --. -... . . . . ~"' fror::i Board of ColJtll'.· Commi.isl=s~ April 5. 1998 ~E:-. ~l..Q. ~~~ S:..n. A~c.o.£\~ RtV<dt or Jliwl'il:~ Fol'k -SJJL Appli::IZ1ion for E.xp1ZJUion of Stwa.gtt T ~'" lf"or~ Ma...-J: mentic•ned a Public Meet-~ nee:ied to be sc~uled fo; :he Board Jf H:3lth an~ !he l'!oard :;-C.iuriry Cvnmus>ionm ta ~view the site app:ication for expansion of the seWS&e tr"~!n\i!''.t wo:ls at the Rmeh at Roaring Fort. · · ~: il:dic=d ~was set ~o be hearcl l:>y the ?lannmg Com.minion on Wednc.day, }\.~ ~- .-'\.due Wi£ Kt :or Jo.Uy 4 !.! o:OO P.~c. . PUlalJC llE1'ING: RANCH AT ROARING FORK ~ITE APPUCA TION -SEWAGE EXPAIWSION Mn 89111, :Bob S2ro--. DanDeFord. F:-:m.ic Ho!lowell, Presidec1 of the Homco-...-s APO<:lJl!kJa .lllld Deim DeroW of:Mcl .o••l!hlin Water Enginem, Ltd. were pl'C$Cnt:. The appliCZlian fo: ~ ;ipproval fot co~ of expacsicn of the RAneli "Roanng l'orll: Hom•t0"'~ Anccimon Inc. domestic wutewaw-ttelllllcm woric (1ncludl:1g ~ pll,nts. .se"'·en, .tmd !ift $W10!1$) ovrr 2,000 GPO ~t}· "Nai submin:d for approval of the Board of Cou.o.ty Ccmm.issioocn. Mmx wbm.iu.ed a letter frot:l Lee Leavaiwonb. from the Mid· Valley Sll!iwion D~ sine! it was r ,_~di= Marl.'. did hil stalf r:pon. He said this i• a review of the~ ai Ro~ Foti: ,;ite Applicatio:: for cxpansio:i of a s.1wqe treatment works. ' The ll.tneh at Koarine F orlt Home Own= CR. at RF) A.S&Qc:ano:i 1; proposil1i to u~ an ~.J<isti:1' SO,))() ;pd ~t.:::treatmc:nt facilizy, With a 100,000 gpdfad.ity,at an,..Vmue<j con of S6SO,OOO. The c= facility ill bcin& designed to IIlCCC curtent ~ quality di.5clw11c s~ !ll"A to a.:o:•m..-n~ add!ticnal devclo;imcnt v.~thin the R at RF and some o=<L: .k\-clopm::m. Rand-. Creel; Pl'D, PmJwo.n.o and St. F:imebar ar= potenriai ser.'icc arus. It is ami;;ipated thai the pr.:;ios:ed up~ will accommodate an add:tional 30 dwelJ.in&S within lb: Rat RF, 56 tJni'-' ir. the Pc::shbla Ra:lch PUD lU1d 20 "llllS Witb.in :he St. Fimulbm R::nch subdivision Th, proFo.1o.I is to c:o.:n:!= Ute eiastin(; ~gement m-w:ture t!-~t is based upon the R I! RF Ho=~"'':l:::-S Ai50c1at!on rules lllld ;oven= frorn the control of the £;ysie:n and the ir.cor;:onmo:i of the new ci:ve!opmcllti 111to the "-l:S\l1:1ation. EXHIBIT 23 ) tbo t~iiicy "proposed to :ne.et 2.."1 .u:unonia •ta.""ldatd of lO • 15 ~· l and the s~·s projected stall>l2rd i.s l-5 rni;r I. :.iatk added tl:at if this ill 51JproYed 0y ~ Boa:a of C=issioncr.;. the Ran.:~ at Roaring fork would r.e:::i co ,;end in :.•a m!e: ttJ: waur qua!itr gwdeiines anci stBl'lciar6 ;i,s d:ciated. He also memioncd tbal t.'tis ;s in 3 tloodp!air. and would need to en<ur~ that ·::~e fa<;ilirv n:.eei. t~e ~llircmen:s. !\. ieiter Lee Leavenworth •uomilted indicates in~= in ~<'illg :his facility. Dem< De~osicr of l.-lc~in Water Engineers. Ltd.-"ill be di::signins tt.c seM!• cxi:=ion. :; :hi: State were to lower some of ;a., effi:ient ..-da.rd.i, this plant will mil n:ed to"'oe llJ);l'* Th<:> have ~sed !he floodplai~. rtcogro~ i: »ill be ncc:essary to n:uti&atc for th:tt pQtemiz.l and. they will do so accordingly W'lth berms 11?1d old pond.! '~miwed. to increut the uu of~f flow He explained the !llltlption efforts and r=cdios. -:lley feel they cir. moet the des1p ' SW.:&:-ds to bzndle all requii==. Frmi: Hollowell -Rech at Roaritll f;;rk -Homeowners Auociation President -commentet;I ~ fioodillc ha:! not beer. A prol::lem s.lnce he ha.c b&.ln in t!ie ..,.,,, The Homoowner's AssociatiQn has o~-atee 1he aiea's wurew= treatment facilities ior 2S yeian. The. A»oci•no;i lw ce~ iWti!crity u provided for ti,• the State of Colonicio: thl5 authanty Wclud9$ the levying c;,f ;usos ime:its IUld celleeton of serrice fees. He also itlquin:d as to the Con-~e Pim and uk.eC, wim i& the ci=i.ty for Ccunty Road l CO? :..l.arx owed low Cleasity witi.ch includes one dwelling for 2 • 5 acres. 7 Frw: said that MW-Valley opc:ntii' t.'ic f!.cility far Ranch 1t &.oaring Fo:-k. · Mm m~ tha: there is another lljlpli=on for St Filll!Ahar . . Toro .l:mc~l11 • St. Finmb3? hu i.11 application sttting on the State E<".alth D~em·• auk. ~ ('~ Ranch will 'Ol.l applyini: tn the State as W»i:. He sialed St. F"lllll&bar ha:i not '>nh4rl¥1D their ap)>iic:.auon. · .\iark Wd the Swe i> uymg tc ;ciisclid&te amt one pouibie condition is re put thi< on :iold ~ 1g the State's diset.lSJions. cen .. , R&ncl1 wu coraidcri!li tYini imo St. Filinaba:. Comi:lissioner .\iarnn asl;ed i!"'lh:is expansion wu goi..;g tO consider the Ce.rise Ranch deve!opmcm. Dean Deto11e: said th;s expa.ruion lw :iat considered Che Ctrise Raru:h. He di~'t think t.'lcte wu e:iouo:h property 10 exp:a:>Q tile plant to accommodate the Ccri~ !Unch. Also, th mer: they expan:L :be more they get imo 6e floodplain one! creates o:ilc:t smOU$ p:oblems. Co=~sioner Mctn comment:t! that their concern "''U h.aving more than one sylts!t:t within !!-..at afQ • tb-ee of them :he way this conversation is goitli. Dan s; • a district ·ch th Dem •:xpla:ned wi:W stcpli could b:: ai<.en to enlarge the ~!ant caiiaciry. TI1e B·>ild. cauncned ~ tlw with ttc new State >tandsrds. the Colon.do rmiaronem of H~aitil :nay n quire this plt111t to ciccl.are ph:ise ! illld phase II plll!ls. lJi>.11 stt!ed a !j>ccial di$lrict woulcl ~ the most eicpcdicnt :S to set this handled. . ' . . .. ---·--- EXHIBIT 24 = ": . . . . ) J :. Tnat a speci~.i' use pc:mir fo~ We facility ce ap;:rov:::O ior tl::e Jllace=m. ~:·the iacil!ty in the flood p :.m. 3. T'Mr!U o. ~-::arl, Be:ir. said e Board !-.a.s rhe author:ty to ~omment re ~ie Swc -..1th a response of ~;t.'ic; - raco;n.~ ~pprova1; recc=::nciod disapproval; or no CC!!llmC!ll. com~i;MPS Mrpjp ''rrll'Q 1;5519 ?®a disSi5$ij1ecL i..iiii= Smith uWl frank about the .o;pecia!TI1~1. Fr.i:J: Holloway sta:cd the base rare is higher. T.ic other thilJ.g was bm.a& anott.c bOttd. and another electioa. de mCC!ione<i WI Ceri!c developn:.ent. Mm has mt:lticncd ~ !lil< mes &1ld L'lcy will look into it. Corn n1ssioner ~kCo""1l. l.Jlced. if they L<iaease :he base an;! ~. = tl::e the mes •t.tr :U ~amc? t!Oli ~~· ~crd~~r~S~tblt~req=!~~~"'~siliwa;~,~~~~~~~=5~2! does iot ha>-e rr.u.'tlJ) e :11nec tney lave alr:.dy fUcd." A motfon was pwjpMrSfry:i??B: :pd •=!:4 bl'S=issiomo: ~to "Pallve • •ite ~~!l!!im1 L -4 !~~DoFOTa WO!!led it i&l autl!=e'the Chair to s1pi the411jj;ttoa.; earned. ' EXHIBIT 25 J -··-. •"""'-' "'""' uu: .r..ua-ve..uey Disnic: Ser•ice Plan Amend=::.: id was to t!ke m the Dako!a Meadows property, lh:ir service plan 31Ud thls i• ·~ fur West s.o they would go for tllis parjcuJar sav-c<i plan. Th.!re has been so:ne cba.."lges as to wh:u they Will have to 4.QCc::-.modaie b t= of <.<idbor.a.i ci...""~iopment wit:llr: their exiE!.l:iii; district inciud!!l.g Crav.ford a, well as !h:: periJI:ele:'S they lave tom~ in i.nn; o:the wa:er quality s=&rci!i. Their spt:m may nave soir.e di5ealcy mee'~ theso lu&b ~ai bc:ng imposed b;· the Health Derartmcnt. They tn&Y end ap L.avine- to re-d.es:&n tr.etT faci.Uty. Yfarl: • said "'hat they would iike 10 do, ii he •.i.ic~ th; propc>a.I, is t.'ley WQuJd like a= ".his um.brei!a 1'.!'.IM&emtm 1'¥ency "~th mul:iple =~ f~l!Iie! -one beina their o ... n ellisttns in the valley ii!'t& alld the Ranch at Roanlli fork weu.ld l:7e anoC:i:t ~ center :hey \llOuld tlllt.~. :-':io R.Jnch at Roarin& Fork and everyorni in dw IU"8a would be und:r t<:.e ~w Mi:!-V wy Me:opohlan Diurict ~ement perimeter>. Dave Lcavenwortb • n!Jl!=tins Lee Leavim.worth .lnd their firm W:l r:prcscms Mi.d-\' &lley DiSlr:;t. He wmlcd u:i elarify quenions and eon=s about ~-Va.ilcy. TI>= Mid-Valley Boarti. Ill its lut mectiat in .".;In! pU!ltd a ltesohnio:i asking lb: !,c;lvenwonl: Finn to 1'Tite the Bomd ofCc·m."'1lissi.ono:rs a:xi aQdres, ti:.ii1 i&.'lll! !C thee He parap~ed :he Sanilllion Board's co11Ccm s .. yi."l~ thaI it is primarily&. feelinlt 1hS1 the de\"elopmcnt. whatio-.cr it i> goin;; to be tJllI'.; going to occm berwecc. R.mc!l • Roaruig Fori:: ind Dakota. (!he current boundary oftb.e Mid-Vlll.ley Dist::ct) is somdiing the Mid-Valley Board believes lihould be doll.I: onr.rqi=l basis. They zre iii C.. process concc:rnbg r.pplications 11.:1 tb.ey ai:e required to by StElllC ~ tbc Special District Act,~ a petition from a Garlield County propcry O'Wllel' at the Ceri3e R=!i :o iaeluti: tbcir 300 a= no:h for ;ru:rposcs for Urviccs. n:e District dOe:i ill.ve fua= concc= • ~ i:otcntW ammooi1 coac«r. thst "ill be n=391.r)" to meet :n the~; ~ :n expaMioi: p:ob!.mu.: withe }.li~-\ie.lley BoW Ms a real coneem about pumpi..aJ up-hill. Thay have :iee:i '.alkin1: with the Caisc's L-.i the develope:s associated with thlm: about CO!ltll'Uction of an .Cdition&i plar.t. n.;. W>il ultimately come baci< bciore tho Boar:i ofCu=ssio<>en for a pJu: cxpar.sion 4!)pro,·al. The !l'fic-Valley Board primatily Wlll!ted tho Commissioners to be aw..rc lb:~· '·'•re doing tlw as tl:ey ccnsidcr :he pmicular application before then: today. Mid-Valley B~ard lw indicaicda wiJlnin,ess to take on more responsjbility ill tomu ofrn=gino" wmer an<:'. ., wer dimiet in that area. Chai.nnan Sml!h asked if two cimicts ear.tld be roerged7 Da111: L.oave:iwonh •Wed :h..ay co·Jl.d be merged but they csn not overla;o. He: said h.: could be "'rotli, i:ut it looks like the proposee &em ce area went beyond the Caun.'}' Road I 00. TM Mid-\'alley Di..aiot i.5 =utly 1•1nlcicg that "''Cle they to go Aheaii, they wOl:ld expzw.d to tile edie cf St. Fillnabac and P~a Fanns. The cumm1 loca.Uon th•) uc contctr.platin0 • soco!l<i plant :ite would be on th= Clit!ord Cerise Ranch just ;.ip the valley about 112 mile. The ~id· \'alley Bo.rd has received inpnt from tile pt:blic for alr.lost a yeu ~.nearly every lllQll:.l. Concl11sion: The Plannina Comm:iuion recowmec.ded App:'Ova.l of the 9<0poscC. site !pplic.mon with !he followir.g camnu:ms: 1 That Che UJcilit;· oniy be appro''ed ific C31! tneet all water quo.lit;' star.d.a<do for the Roc'.n3 forl: river. EXHIBIT 26 ' ' 6j 6.6 6.7 6.8 6.9 __ ) Require developers to perfonn a specific analysis of pocennal impacts to agricultural lands and uses. and to propose mitigation measures. Require developers/ development tc draft a specific mitigation plan to consider and to adopt practices which eliminare the spread of noxious weeds, maintain existing irrigation ditches (with specific provisions to assure water is not wasted or impeded) and unpose proportionate costs of maintenance that are borne by the developer/development. This plan shall be required no later than at the subdivision stage. This plan shall require input/approval by the affected, agrarian landowner(s). Encourage the developer or development tc purchase a conservation easement, at fuir value, from the adjacent agricultural interest, who can use this buffer zone for agricultural purposes when infeasible to maintain a 300 feet buffer from agricultural land and uses. Require that all Final Plats carry a plat note that notifies prospective lot owners that Garfield County has adopted a Right to Fann and Ranch ~ and that copies of this policy are available from local, land title comparues. Require the identification and the mapping of federal land grazing permits (BLM and/or USFS). fil-18 i.O WATER AND SEWER SERVICES ISSUES Issues identified during the Comprehensive Plan Process related tc water and sewer services are as follows: • The proliferation of I.S.D.S. on individual sites should be carefully reviewed in terms of soil constraints and drainage characteristics of e:ich ----site; • High-density development, defined as exceeding one ( 1) dwelling unit per one (I) acre, should be located in areas where central sewage treatment facilities are either currently available, or feasible in the future. GOAL To ensure the provision of legal, adequate, dependable, cost effective and environmentally sound sewer and water services for new development. OBJECTIVES: 7.1 7.2 Development in areas without existing central waxer and sewer service will be required to provide adequate and safe provisions for these services before project approval. Development located adjacent to municipalities or sanitation districts with available capacity in their central water/sewer systems will be strongly encouraged to tie into these systems. EXHIBIT 27 ' ' ' . '· 7.3 " Projects proposing the use of Individual Sewage Disposal Systems (l.S.D.S.) will be required to assess the site's capability to accommodate these systems prior to project approval. J 7.4 7.5 7.6 Development will be required to mitigate the impact of the proposed project on existing \vater and sewer systems. Garfield County will._st,r9ngly discourage the proliferation of private water and sewer systems. High-density development, defined as exceeding one (1) dwelling writ per one ( l) acres, will be required to assess the potential of connecting into existing central water and sewer facilities. POLICIES: 7. l All development proposals in rural areas without existing central water and/or sewer systems will be reqwred to show that legal, adequate, dependable and environmentally sound water and sewage disposal facilities can be provided before project approval. 7.2 Where logical, legal and economic extension of service lines from an existing water and/or sewage system can occur. the County will require development adjacent to or within a reasonable distance, to enter into the appropriate agreements to receive service. The burden of proof regarding logical. legal and economic constraints will be on the developer. 111-19 7.3 7.4 The County will require developers proposing I.S.D.S. to provide data tbnt demonstrates to the Counry that the proposed site can accommodate these systems pnor to project approval. Where l.S.D.S. is not feasible, Garfield Coumy will require a sewage disposal system approved by the State of Colorado. 7 .5 High densicy-development is considered urban in nature and requires appropriate serv1ces. Through the Zoning Resolution, Garfield County '-'"Jl strongly encourage high density development to locate in areas where these services are available. PROGRAMS: 7.1 7.2 A High Groundwater/Septic System Constraint Map, based on previously collected technical data, will be developed and applied in the project review process to ensure that water and wastewater systems are designed in a safe. effective manner. For areas of the County that have not been mapped, it shall be incumbent upon the developer to evaluate the sub- surfuce conditions and their ability for adequately treating wastewater that would be generated by the project. Modifications to the Zoning Resolution will include an assessment of the relationship between existing central water and sewer systems and furure zone districts, pa:rticularly as it relates to density definitions. EXHIBIT 28 7 .3 In areas identified as having severe constraints to the use of ISDS. the developer shall install either centralized wastewater treaanent fuciliries. or another engineered design approved by the State, or shall leave this land undeveloped. 7.4 A Water Constraints Map, based on the collection of geologic data. will be developed and applied to the project reYiew process to ensure that potable water systems are designed in a healthy and safe manner and that an adequate water supply exists. 8.0 NATURAL ENVIRONMENT ISSUES Issues related to the natural environment identified during the Comprehensive Plan process are as follows: • • • Tourism is an integral component of the economy of Garfield County. Therefore, it is essential that the planning process respect the natural environment that brings residents and visitors to the County; The existing Management District Map, designed to address areas of rrunor, moderate, and severe environmental constraints, does not allow for specific hazards to be identified and mitigated: Protection of air and water quality should be an essential component of the Comprehensive Plan and subsequent amendments to the Zoning Resolution and Subdivision Regulations; IIl-20 • • GOAL Development should respect the nawral contaurs : .. i drainage patterns on each ind.ividt::.. project site: Important visual corridors should be identified and companion design guidelines reg:ird.ing s1gnage, setbacks. buffer areas and landscaprng should be formally adopted and enforced by the C Junty. Garfield Counry will encourage a land use pattern that recognizes the ef1Vironmenta/ sensiliviry of the land, does not overburden the physical capacity of the land and is in the best interests of the health, safey and welfare of Garfield Counry. OBJECTIVES: 8.1 The County of Garfield reserves the right to deny a project based on severe environmental constraints that endanger public health, safety or welfare. 8.2 8.3 8.4 8.5 Proposed orojects will be required to recog:r · .ie physical features of the lanri · :sign projects in a manner tt.::: ;: :npatible with the physical enV'trc·-: . ..:nt. Garfield County will ensure that natural dr.llnages are protected from alteration. River-fronts and riparian areas are fragile components of the ecosystem and these areas require careful review in the planning process. Development proposals will be required to address soil constraints unique to the proposed site. EXHIBIT 29 11----.---, -------------:--~-. ------.. -. ------~------ •lO PSI PRESSURE·· CONrOUR " 1 11 \! \ ., ... . . PROPOSED WATER; SYSTEM LA j ·! I : 300,000 GALLON ,.. ,. · ·: TANK .d~ RAW:.'·. . ' WATE~( / uNe/ '·f /' ' i/' ·t .• I i.~ -' • . . , './ . !· '• .. GARFIELD COUNTY SERVICE AREA ... ' ··•· I . r .. \!~----.--. i PJ " ., .... 40 PSI PRESSURE CONTOUR. ' OUT ' 300,000 GALLON TANK ~ -~ 8 Cl ~ • c;;: Cl; ~ • ~1 8"RAW WATER LIN 0 "" -r;·.·.··~ .1-s. ·I· ... ·R~ .. ··c·7J~ , . ~ -. . ~· . , . \'"· > •I ~ ; RANCH Ar .' • • .. , . . _ . -.· _ -, ;;.<: .... ~ :SC == ' . '~ ~ '"-·'-..., ~ . · .. :.z. ,, .. ' ,__ PRESSURE CONTOUR 140 PSI (6192) ..... .L ~-.,·~..r, 1· . . ,, I ,_ .,-. ~o .... ; NI~ --I. f~j,,1 r.:•1 i. . . ·-_()l N •.·I "" . .· ;,.'·.•!. • ~ · ' -'It'• I ;l\r .'/' . , .... .. .. ·-· -~ -r---~ ·-. -r .. --··'"' ·• ~-• .,, .. ~ •..• !,...._.._ ___ •. : ! . .".: .. -=;..-,. ~ .ir _, ··~r· ; ,:1 ',->;· \ ,. t/ ~ . ',' , RISE WELLFIELD1 , . ~ ..... EA~~ -COU~~l SEl™S:E AREA i . l I ),, I I. ' "'. ,-___ _, ' v'l\A11 ~ ELD COUNTY SERVICE AREA ATER SYSTEM CRITERIA ATER DEMANDS CRITERIA EQR COMP PLAN 462 EXISTING ZONING 840 LANDOWNER PROJECTIONS 955 ATER STORAGE CRITERIA FIRE FLOW fGALLONSl COMP PLAN 180000 EXISTING ZONING 180000 LANDOWNER PROJECTIONS 180000 TANK BASE ELEVATION 6500 FEET RESULTING PRESSURES LOW HIGH PEOPLE AVE DAY DEMAND fGPMl 1,386 96 2,520 175 2,865 199 OPERATIONAL EMERGENCY STORAGE STORAGE fGALLONSl fGALLONSl 57750 138600 105000 252000 119375 286500 40 PSI 140 PSI EXHIBIT 31 MAX DAY PEAK HOUR DEMAND DEMAND fGPMl fGPMl 193 433 350 788 398 895 TOTAL fGALLONSl 376350 537000 585875 •• ~ l >,/' TOWN OF CARBONDALE PROPOSED DENSITY FOR SERVICE OUT TO CATHERINE'S STORE APRIL26, SGM PROPERTY EQR'S StFimibar 23 Preshana 80 Ranch at Roaring Fork existinQ 147 Ranch at Roanno Fork oronnsed 25 Ranch Creek 25 undevelooea land between river and c:tv rd 100 80 TOTAL 380 EXHIBIT 32 I • -\ .,_ ,( ' l JMD . .'ER SYSTEM COSTS AT COMP PLAN 3MINC NION OF PROBABLE COST ITEM/DESCRIPTION WELLS DROP PIPE AND PUMP INSTALLATIO WELL HOUSE ELECTRIC SERVICE STORAGE TANK 300,000 GAL TRANSMISSION MAIN 12' TRANSMISSION MAIN 8" HWY BORE SUBTOTAL ENGR7% CONTINGENCY 15o/o TOTAL VMD ESTIMATED UNITS QUANTITY 2 2 1 1 1 5"'32 5309 200 TOTALEQR'S COSTPEREQR EA EA LS LS LS LF LF LF UNIT PRICE $25,000 $7,500 $100,000 $15,000 $150,000 $40 $30 $400 TOTAL PRICE $50,000 $15,000 $100,000 $15,000 $150,000 $217,280 $159,270 $80,000 $786,550 $55,059 $117,983 $959,591 452 $2,077 ATER SYSTEM COSTS PROPERTY OWNER PROJECTIONS 3M INC INION OF PROBABLE COST ), ITEM/DESCRIPTION WELLS DROP PIPE AND PUMP INSTALLATIO WELL HOUSE . ELECTRIC SERVICE STORAGE TANK 300,000 GAL ; TRANSMISSION MAIN 12' , TRANSMISSION MAIN 8" J HWY BORE SUBTOTAL ENGR 7% CONTINGENCY 15% .,i TOTAL - ESTIMATED UNITS QUANTITY " " 2 2 2 10290 8130 <I()() TOTALEQR'S COSTPEREQR EA EA LS LS LS LF LF LF UNIT PRICE $25,000 $7,500 $100,000 $15,000 $150,000 $40 $30 $400 EXHIBIT 33 TOTAL PRICE $100,000 $30,000 $200,000 $30,000 $300 000 $411 600 $2<13,900 $160,000 $1,475,500 $103,285 $221,325 $1,800, 110 955 $1,885 -: , " ;I.:: ~ ~ •• ·1 ~ .. . . . , ·-~ , .1 ...... -, ·- . ·-;::::,: . ' --.·· ' __ ) TOWN OF CARBONDALE INTERCEPTOR SEWER COSTS MARCH 1999 OPINION OF PROBABLE COST this alternative includes alignment along county road l 00 NO. ITEM/DESCRlPTION ESTIMATED OUANITTY 1 12" PVC SEWER 0-10 FT 0 2 12" PVC SEWER 10-15 FT 15000 3 12" PVC SEWER 15-20 FT 0 4 18" PVC SEWER 0 5 RIVER CROSSING l 6 MANHOLES 72 7 LANDSCAPE RESTORATION I 8 MOBILIZATION/DEMOB l 9 LIFT STATION 1 IO FORCEMAlN 700 SUBTOTAL ENRG7% CONTINGENCY 10% TOTAL UNITS UNIT PRICE LF $35 LF $37 LF $75 LF $50 LS $40.000 EA $2,000 LS $25,000 LS $15,000 LS $75.000 LF $30 NOTE: This estimate does not include any easement aquisirion costs EXHIBIT 35 TOTAL PRICE $0 $555.000 $0 $0 $40,.JOO $144.000 $25.000 $15,000 $75,000 $21,000 $764,000 $53,480 $76.400 $893,880 0 Aspen C Assimilative Capacity of River Scenario 4-WJ .6MGD , Basalt .8MGD 20 ··-·· Basal! Mid Val Carbon ~. AspenV LV'7 LazyG ~ Sopris V Ranch Mobile Aspen G -~ 1000 800 ~ __J --()) E ~ 600 (1J c 0 E E <( 400 cu ....... 0 I- 200 2.6 0 Aspen C ' Assimilative Capacity of River Scenario 5-No WJ Ranch, MEGA Plant 102.2 - 32.2 Aspen V MEGA plant Aspen G ·s ~I\-, ~o~~ \jci~ .. \\r.n( . f'l\· 936.7 0:-- ,.., ..... ...... I i:Q ...... I ::i:: x r.l •"-·~, I J ·-' BBC V1EWPOINT • !998-llJIJIJ • BIJC llcJ'<zrcb "-' C.nz.,,,/tzlza Page 5 ~ ..,rivate: :L1t Costs ·,BBC Managing Direcror ·pervised rhe Las Cruces nd similar work in Gree- lorado. :gin, BBC idenrified those :nenr services used by Jvernmenr depanmenrs ·isions. From there, a case on algorirhm was devel- \ customized sofr,vare ndicared how charges change for inrergovem- consumpcion of rhese ------------~ Sc. ' as Ratepayers • ;_ .; • ~1 '.·~ •• : •• xes _,- ayor and City Council I Does Grovvth Drive Development? ! Ir's a classic case of the chicken I found the growrh issue con· ! I and the egg. Which comes fitst -fronting its pipeline expansion. population growth or mirasmzc-I (BBC examined case studies I ture development? For many throughout the West and spe- . years, road construction faced cific conditions in Mesa County. heated debates on this score. Case studies nationwide rev..Jed Now BBC is finding that water that anticipated growth would and wastewarer infrasrructure is still occur if the pipeline were being painted with the same nor expanded, bur in unpre- brush. Is wacer infrastructure rhe dicrable pamrns and undesir.ble chicken and popularion growth locations from a public planning the egg, or vice vers.a? This is the standpoint. The impacr on Mesa question wacer districts, uriliries County would be negative and and public or quasi-public warer considerable: Grand Juncrion enriries are facing from con-and Mesa County had anrici- stituenrs and regularory agencies pared growrh parrems and concerned a.bour growrh. togcrher concentrated public Frequently, warer utiliries and faciliry and service efforu around dimicrs are blamed for bringing the urban area. Mesa County's growrh roan arr:-A because rhey considerable investment in these install the basic infrasrrunure, projecrs would be wasred if Ure \v:.1.rer supplies, rre:icmenc, scor-J.ge and transmission !incs before the new neighbors move in. BBC has examintd this issue co determine if rhe development of \varer ser- vice infr-.iscrUC[ure drives growch, or if \Vacer disrriccs 11re simply responding co anricipaced, and \'irrually intvJCable, gro\vth. 111e U ce \\11uer Conservancy Discricc in Grand Junction. (olorac.lo. tOund rhcn1sclvc.-s 1..'J.ughr up in chis controversy over 11ropos1;:J .11ld poctnr1al Jc:velop- rllt'llt on rhe \\,.escern .Slopt· nc:ar GromJJunmun. Ucc bo<lly nt'td.tJ rn replace a derenoracing \vacer tr-Jnsnllssion line. bur J.nt1cipat1ng increasing \vJrer ser- vice needs, U ce \van red co enlarge rhe pipeline ro accommodate planned developments. Throu~h the public input process. Utt EXHIBIT 38 ~------- did not expand the pipeline, forc- ing more dispersed growrh in unexpecred areas. BBC found that growth is the "chM:Un" and at lease in this instance, wacec infr.isrruccure is the "egg." When wacerucilicies rm a proactive srance and develop water inframuccure in . advance of growth, they a.re often simply responding co migration trends foreosted by scare and local govemmenrs responsiole for land use planning.It/ Ed Harvey a11d Dougjeavons have also addrtssed this issue for C=hel/Q Valley Water District !Pa/111 Spri11gs, CAJ a11d the Northern lf'<tter Comervaucy Distrirt (Uit•elaud, COJ. MVMD WATER SYSTEM COSTS AT COMP PLAN SGM INC OPINION OF PROBABLE COST NO. ITEM/DESCRIPTION 1 WELLS 2 DROP PIPE AND PUMP INSTALLATIOI 3 WELL HOUSE 4 ELECTRIC SERVICE 5 STORAGE TANK 300,000 GAL 6 TRANSMISSION MAIN 12' 7 TRANSMISSION MAIN 8" 8 HWY BORE SUBTOTAL ENGR 7% CONTINGENCY 15% TOTAL MVMD ESTIMATED UNITS QUANTITY 2 2 1 1 1 5432 5309 200 TOTALEQR'S COSTPEREQR EA EA LS LS LS LF LF LF UNIT PRICE $25,000 $7,500 $100,000 $15,000 $150,000 $40 $30 $400 TOTAL PRICE $50,000 $15,000 $100,000 $15,000 $150,000 $217,280 $159,270 $80,000 $786,550 $55,059 $117,983 $959,591 '462 $2,077 WATER SYSTEM COSTS PROPERTY OWNER PROJECTIONS SGM INC OPINION OF PROBABLE COST NO. ITEM/DESCRIPTION 1 WELLS 2 DROP PIPE AND PUMP INSTALLATIOI 3 WELL HOUSE 4 ELECTRIC SERVICE 5 STORAGE TANK 300 000 GAL 6 TRANSMISSION MAIN 12' 7 TRANSMISSION MAIN 8" 8 HWY BORE SUBTOTAL ENGR 7% CONTINGENCY 15% TOTAL ESTIMATED UNITS QUANTITY 4 4 2 2 2 10290 8130 400 TOTALEQR'S COST PER EQR EA EA LS LS LS LF LF LF UNIT PRICE $25,000 $7,500 $100,000 $15.000 $150 000 $40 $30 $400 . TOTAL PRICE $100 000 $30,000 $200,000 $30.000 $300 000 $411 600 $243,900 $160,000 $1,475,500 $103,285 $221,325 $1,800,110 955 $1,885 MID VALLEY METROPOLITAN DISTRICT BASALT, COLORADO FINANCIAL STATEMENT AND AUDITOR'S REPORT DECEMBER 31, 1998 t ' I I I l I ! l TABLE OF CONTENTS Independent Auditor's Report ........................................................................................................ 1 General Purpose Financial Statements: Combined balance sheet ........................................................................................................ 2-3 Comparative statement of revenue, expenses and changes in retained earnings and contributed capital ............................................................................................ 4 Combined statement of cash flows ............................................................................................ 5 Comparative statement of revenues, expenditures and changes in fund balances -fiduciary fund ............................................................................ 6 Notes to the Financial Statements ........................................................................................... 7-14 Supplemental Information: Comparative balance sheets -proprietary fund ............................................................ 15-16 Schedule of revenues, expenses and changes in retained earnings -proprietary fund -budget (non-GAAP) budgetary basis .......................................... 17-19 l I ! ! l J Ux!RATSUKA. CASSADAY & ScIIAus. l.l.P. Steven T. Hiratsuka Linda L. Cassaday Leslie A Schaus Don W. Gruenler To the Board of Directors Mid Valley Metropolitan District Basalt, Colorado INDEPENDENT AUDITOR'S REPORT We have audited the accompanying general purpose financial statements of the Mid Valley Metropolitan District, Colorado, as of and for the year ended December 31, 1998, as listed in the table of contents. These general purpose financial statements are the responsibility of the Mid Valley Metropolitan District management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. Except as discussed in the following paragraph, we conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. Governmental Accounting Standards Board Technical Bulletin 98-1, Disclosures about Year 2000 Issues, requires disclosure of certain matters regarding the year 2000 issue. The District has included such disclosures in Note 4. Because of the unprecedented nature of the year 2000 issue, its effects and the success of related remediation efforts will not be fully determinable until the year 2000 and thereafter. Accordingly, insufficient audit evidence exists to support the District's disclosures with respect to the year 2000 issue made in Note 4. Further, we do not provide assurance that the District is or will be year 2000 ready, that the District's year 2000 remediation efforts will be successful in whole or in part. or that parties with which the District does business will be year 2000 ready. In our opinion, except tor the effects of such adjustments, if any, as might have been determined to be necessary had we been able to examine evidence regarding year 2000 disclosures, the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the Mid Valley Metropolitan District, Basalt, Colorado, as of December 31, 1998, and the results of its operations and cash fiows for the year then ended in conformity with generally accepted accounting principles. Our audit was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The accompanying financial information listed as supplemental information in the table of contents is presented for purposes of additional analysis and is not a required part of the general purpose financial statements of the Mid Valley Metropolitan District. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion. is fairly stated in all material respects in relation to the general purpose financial statements taken as a whole. Glenwood Springs, Colorado April 7, 1999 2425 South Grand Avenue • Suite 106 Glenwood Springs. Colorado 81601 (970) 945-2695 • Fax (970) 928-0740 (ERTi Fi ED PUBLIC ACCOUNTANTS & CONSULTANTS 1401 17th Street • Suite 400 • Denver. Colorado 80202 1303 I 295-7077 • Fax I 3031 295-68b6 330S. Lincoln• Suile JOI• PO Box773027 Steamboat SprinfiS. Colorado 80477 (9701 879-1787 • Fax (9701 879-1239 j MID VALLEY METROPOLITAN DISTRICT BASALT, COLORADO Combined Balance Sheet December 31, 1998 ASSETS Current assets: Cash Cash with County Treasurer Investments Accounts receivable: Property taxes Customer Sopris Meadows System development fee Developer water line reimbursement Prepaid expenses Total current assets Restricted assets: TABOR cash reserves Investments Total restricted assets Fixed assets: Land Water rights Water treatment plant and distribution system Irrigation systems Sewer treatment plant and collection system Furniture and fixtures Less: accumulated depreciation Net fixed assets Other debits: Water augmentation Bond issue expenses Amortization of bond issue expenses Organization costs Amortization of organization costs Security deposits Total other debits Total Assets $ 342,312 1,669 1,574,346 257, 108 38,936 24,050 168,343 6,933 2,413,697 23,785 330,401 354, 186 303,487 87,000 2,925,491 124,458 3, 118,401 12.209 6,571,046 (1,410,386) 5,160,660 73,420 65.871 (17,964) 44, 165 (15,456) 675 150,711 $ 8,079,254 -2- $ 29,950 $ 372,262 $ 416,629 1,669 1, 159 1,574,346 1, 160,249 257, 108 240,897 38,936 36,570 78,042 24,050 189,950 168,343 168,343 6,933 6,933 29,950 2,443,647 2,298,772 23,785 21,826 330,401 326,868 354,186 348,694 303,487 303,487 87,000 87,000 2,925,491 2,577,284 124,458 124.458 3, 118,401 2,667.579 12,209 10,364 6,571,046 5,770,172 (1,410,386) (1,200,305) 5,160,660 4,569,867 73,420 73,420 65,871 65,871 (17,964) (9,980) 44, 165 44, 165 (15,456) (14,352) 675 675 150,711 159.799 $ 29,950 s 8,109,204 $ 7,377,132 (Continued on next page) ' l I I I MID VALLEY METROPOLITAN DISTRICT BASALT, COLORADO Balance Sheet December 31, 1998 . --:;~ __ ; .. ;. ' : LIABILITIES AND FUND EQUITY Current liabilities: Accounts payable Accrued interest Line deposits Deferred property tax Bond payable -current portion Total current liabilities Long-term debt, net of current portion: 1996 General obligation bonds payable Total liabilities Fund equity: Contributed capital Retained earnings (deficit) Fund balance -unreserved, undesignated Total fund equity Total liabilities and fund equity $ 13,299 8,000 257, 108 4,037 330,000 612,444 3, 130,000 3,742,444 7,760,555 (3,423,745) 4,336,810 $ 8,079,254 The accompanying notes are an integral part of this statement. -3- $ $ 13.299 $ 25,014 8,000 4,037 257, 108 8,000 4,037 240,897 330,000 245,000 612,444 522,948 3,130,000 3,460,000 3,742,444 3,982,948 7,760,555 6,918,302 (3.423,745) (3,559,091) 29,950 29,950 34,973 29,950 4,366,760 3,394.184 $ 29,950 $ 8,109,204 $ 7,377,132 MID VALLEY METROPOLITAN DISTRICT BASALT, COLORADO Proprietary Fund ·Enterprise Fund Statement of Revenues, Expenses and Changes in Retained Earnings and Contributed Capital December 31, 1998 and 1997 OPERATING REVENUES: Water service Sewer service Miscellaneous Total operating revenue OPERATING EXPENSES: Water system: Administration Source of supply Treatment Transmission and distribution Total water system Sewer system: Administration Collection and transmission Treatment Total sewer system Total operating expense Operating (loss) Non-operating revenue (expense): Property taxes Specific ownership taxes Delinquent taxes Interest income Amortization of bond issue costs Interest expense Bond trustee fees Total non-operating revenue (expense) Net income (loss) Retained earnings (deficit), beginning of year Add: Depreciation charged to contributed capital Retained earnings (deficit), end of year Contributed capital, beginning of year Additions to contributed capital: Tap fees Developer-installed assets Deductions from contributed capital: Depreciation charged to contributed capital Contributed capital, end of year $ $ $ $ 177,091 280, 197 4,931 462,219 67,577 26,476 48,681 108,973 251,707 130,581 110.480 99,244 340,305 592,012 (129,793) 239,345 18,714 732 104,458 (7,984) (191,055) (1,776) 162,434 32,641 (3,559,091) 102,705 (3,423,745) 6,918,302 200,686 744,272 (102,705) 7,760,555 The accompanying notes are an integral part of this statement. -4· $ $ $ $ 152,005 267.552 3,368 422,925 53,282 26,090 44,148 82,360 205,880 133,826 88,630 59,373 281,829 487,709 (64,784) 187,743 15,183 801 97,884 (9,088) (229.244) (1.489) 61,790 (2,994) (3,639,865) 83,768 (3,559,091) 6,354,344 432,431 215,295 (83.768) 6,918,302 MID VALLEY METROPOLITAN DISTRICT BASALT, COLORADO Statement of Cash Flows December 31, 1998 1998 1997 Cash flows from operating activities: Cash received from customers s 537,895 s 402,476 Cash paid to suppliers (351,174) (262, 165) Cash paid to employees (41,368) (35,028) Net cash provided b)! operating activities 145,353 105,283 Cash flows from non-capital financing activities: Coun!:i'. taxes received 258,791 203,727 Net cash provided b)! non-capital financing activities 258,791 203,727 Cash flows from capital financing activities: Tap fees received 366,586 432,431 Bond principal payments (245,000) (130,000) Interest expense (191,055) (229,244) Bond trustee fees (1, 776) (1,489) Acquisition of capital assets (56,602) (257,473) Net cash (used) b)! capital financing activities (127,847) (185,775) Cash flows from investing activities: Interest on investments 104,458 97,884 Net cash provided b)! investing activities 104,458 97,884 Net increase in cash 380,755 221, 119 Cash and cash equivalents. beginning of year 1,891, 758 1,670,639 Cash and cash equivalents, end of year $ 2,272,513 $ 1,891,758 Reconciliation of operating (loss) to net cash provided by operations: Net (loss) from operations (129,793) $ (64,784) Adjustments to reconcile net (loss) to net cash provided by operating activities: Depreciation expense 210,081 178,999 Amortization expense 1, 104 1, 104 Decrease (increase) in: Customer receivables (2,366) (27,299) System development fees 78,042 5,850 (Decrease) increase in: Accounts payable (11,715) 10,413 Line deposits 1,000 Total adjustments 275,146 170,067 Net cash provided (used) b)! operating activities 145,353 $ 105,283 Non-cash capital activities: Developer-installed assets $ 5,050 $ 215,295 System development fees 24,050 The accompanying notes are an integral part of this statement. -5- MID VALLEY METROPOLITAN DISTRICT BASALT, COLORADO Fiduciary Fund -Conservation Trust Statement of Revenues, Expenditures, and Changes in Fund Balance December 31; 1998 REVENUE: State lottery $ 8,356 Interest 721 Donations 900 Total revenue 9,977 EXPENDITURES: Recreation facilities 15,000 Total expenditures 15,000 EXCESS OF REVENUES OVER (UNDER) EXPENDITURES (5,023) Fund balance, beginning of year 34,973 FUND BALANCE, END OF YEAR $ 29,950 The accompanying notes are an integral part of this statement. -6- $ 8, 198 658 500 9,356 575 575 8,781 26, 192 $ 34,973 MID VALLEY METROPOLITAN DISTRICT, BASALT, COLORADO Notes to the financial statements December 31, 1998 1. Summary of significant accounting policies The accounting policies of the Mid Valley Metropolitan District, Basalt, Colorado (the District), conform to generally accepted principles as applicable to governments. The following is a summary of the more significant policies consistently applied in the preparation of financial statements. Reporting entity The Mid Valley Metropolitan District, Basalt, Colorado, was established by state statute. A Board of five elected Directors governs the District. As required by generally accepted accounting principles, these financial statements present the activities of the District, which is legally separate and financially independent of other state and local governments. The District provides water and wastewater services to portions of eastern Garfield County and western Eagle County. The District has no component units as defined by GASB 14. Measurement focus, basis of accounting and basis of presentation The accounts of the District are organized and operated on the basis of funds. A fund is an independent fiscal accounting entity with a self-balancing set of accounts. Fund accounting segregates funds according to their intended purpose and is used to aid management in ·demonstrating compliance with finance-related legal and contractual provisions. The minimum number of funds is maintained consistent with legal and managerial requirements. The District has the following fund types: Proprietary funds -are accounted for on the flow of economic resources measurement focus and use the accrual basis of accounting. This method is similar to that of a private business. Under this method, revenues are recorded when earned and expenses are recorded at the time liabilities are incurred. All assets and all liabilities associated with the District are included on the balance sheet. Depreciation of all exhaustible fixed assets used by the enterprise fund is charges as an expense against operations. In compliance with GASS Statement No. 20 the District has elected to apply only those FASB's, AP B's and ARB materials issued on or before November 30, 1989, that do not conflict with GASS. Proprietary funds include the following fund type: Enterprise fund -are used to account for those operations that are financed and operated in a manner similar to private business or where the governing body has decided that the determination of revenues earned, costs incurred and/or net income is necessary for management accountability. The District has one such fund. This fund accounts for all financial activities associated with supplying water and the treatment of sewage. The District meters all water sales. The District accounts for tap fees as contributions of capital. Fiduciary fund -accounts for assets held by the government in a trustee capacity or as an agent on behalf of others, and includes expendable trust funds. Expendable trust funds are accounted for in essentially the same manner as governmental funds. The District has one expendable trust fund, Conservation Trust, that is used to account for funds received and restricted as to use in the acquisition, development, and maintenance of new conservation sites pursuant to Colorado Revised Statutes. -7 - MID VALLEY METROPOLITAN DISTRICT, BASALT, COLORADO Notes to the financial statements December 31, 1998 1. Summary of significant accounting policies (continued) Assets, liabilities and equity Deposits and investments The District's cash and cash equivalents are considered to be cash on hand, demand deposits, certificates of deposit, and cash with the County Treasurer. Investments are stated at market value. Fair value of financial instruments The District's financial instruments include cash and cash equivalents, accounts receivable, and accounts payable. The District estimates that the fair value of all financial instruments at December 31, 1998 does not differ materially from the aggregate carrying values of its financial instruments recorded in the accompanying balance sheet. The carrying amount of these financial instruments approximates fair value because of the short maturity of these instruments. Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect certain reported amounts and disclosures. Accordingly, actual results could differ from those estimates. Property taxes Property taxes are levied on December 15, of each year and attach as an enforceable lien on property as of January 1. Taxes are due as of January 1, of the following year and are payable in two equal installments due February 28, and June 15, if paid in installments, or April 30, with a single payment. Taxes are delinquent as of August 1. If the taxes are not paid within subsequent statutory periods, the property will be sold at public auction. The County bills and collects the property taxes and remits collections to the District on a monthly basis. No provision has been made for uncollected taxes, as all taxes are deemed collectible. Risk management The District is exposed to various risks of loss related to torts; theft of, damage to and destruction of assets; errors and omissions; and natural disasters for which the District carries commercial insurance. Settled claims have not exceeded this commercial coverage in any of the past three years. Prepaid items Certain payments to vendors refiect costs applicable to future accounting periods and are recorded as prepaid items. Fixed assets All purchased fixed assets are valued at cost. Interest incurred during the construction phase of fixed assets is refiected in the capitalized value of the asset constructed, net of interest earned on the invested proceeds over the same period. Depreciation of buildings and equipment used in the enter- -8 - MID VALLEY METROPOLITAN DISTRICT, BASALT, COLORADO Notes to the financial statements December 31, 1998 1. Summary of significant accounting policies (continued) Assets, liabilities and equity (continued) prise fund is computed using the straight-line method over the estimated life of the asset using a half- year of depreciation in the year of acquisition. Donated fixed assets are valued at their estimated fair market value when received. The cost of normal maintenance and repairs that do not add to the value of the asset or materially extend the assets' lives is not capitalized. Property, plant and equipment are depreciated over their estimated useful lives of 5 to 1 O years for furniture and equipment; all other fixed assets use a 20 to 40 year life. Restricted assets Certain proceeds of the revenue bond refunding have been set aside for their repayment in accordance with the bond indenture. Cash has also been restricted to comply with the TABOR (Amendment 1) requirement for an Emergency Reserve, since deficit retained earnings cannot be reserved. Long-term obligations Long-term obligations of the District consist of general obligation bonds. Fund equitv Contributed capital is recorded in the proprietary fund to record amounts received as tap fees or contributions from developers. Memorandum Only -Total columns Total columns on the general purpose financial statements are captioned "memorandum only" because they do not represent consolidated financial information and are presented only to facilitate analysis. The columns do not present information that reflects financial position, results of operations or cash flows in accordance with generally accepted accounting principles. Inter-fund eliminations have not been made in the aggregation of this data. Comparative data Comparative total data for the prior year have been presented in selected sections of the accompanying financial statements in order to provide an understanding of the changes in the District's financial position and operations. 2. Stewardship, compliance and accountability Budgetary information The Enterprise funds adopt budgets on the Non-GAAP basis wherein tap fees are recognized as revenue, principal payments on debt and capital expenditures are recognized as expenses and depreciation expense is not budgeted. All annual appropriations lapse at fiscal year end. -9 - MID VALLEY METROPOLITAN DISTRICT, BASALT, COLORADO Notes to the financial statements December 31, 1998 2. Stewardship, compliance and accountability Budgetary information ----------·--------------·------·------ Prior to September 30, the District Administrator (not an elected official) submits a proposed operating budget for the fiscal year commencing the following January 1, to the Board of Directors (elected officials). The operating budget, for all budgeted funds, includes proposed expenditures and the means of financing. Public hearings are held at the regular Board of Directors meetings to obtain taxpayer input. Prior to December 1, the budget is legally enacted through passage of a budget resolution. The Board of Directors may transfer budget items within a department, division or fund without the passage of a budget resolution. Appropriations are controlled and the budget is only amended in conformity with Colorado Revised Statutes, which require a balanced budget. Expenses in excess of appropriations may violate Colorado Revised Statutes and must be reported to the State Auditor. Deficit fund equity As of December 31, 1998 retained earnings for the proprietary fund had a deficit balance of $ 3,423,745. 3. Detailed notes concerning the funds Cash and investments The Colorado Public Deposit Protection Act, (POPA) requires that all units of local government deposit cash in eligible public depositories, eligibility is determined by state regulators. Amounts on deposit in excess of federal insurance levels must be collateralized. The eligible collateral is determined by the POPA. POPA allows the institution to create a single collateral pool for all public funds. The pool is to be maintained by another institution. or held in trust for all the uninsured public deposits as a group. The market value of the collateral must be at least equal to 102% of the aggregate uninsured deposits. Deposits are categorized to give an indication of risk assumed by the government at the end of the year. Category 1 includes deposits that are insured, Category 2 includes collateralized deposits held by the pledging institution's department or agent in the District's name, Category 3 includes uncollateralized, uninsured deposits. At December 31, 1998, the District deposits are categorized as follows: Cash with County Treasurer Cash on hand Categorized deposits: Deposits covered by federal insurance -Category 1 Totals -10- Bank Balance $ 397,537 $ 397,537 Carrying. Balance $ 1,669 26 396.021 $ 397,716 MIO VALLEY METROPOLITAN DISTRICT, BASALT, COLORADO Notes to the financial statements December 31, 1998 3. Detailed notes concerning the funds (continued) Cash and investments (continued) Investments Colorado statues specify investment instruments meeting defined rating and risk criteria in which local government entities may invest. The allowed investments include participation in investment pools. The District participates in the Colorado Local Government Liquid Assets Trust (COLOTRUST) and a no-load government obligation mutual fund. These investments are not categorized because the investments are not evidenced by securities that exist in physical or book entry form. At December 31, 1998 the District's investment pool balance in COLOTRUST was $ 1,824,346 with a corresponding carrying balance of$ 1,824,346. At December 31, 1998 the District is invested in uncategorized mutual funds in the amount of$ 80,401, book and carrying balance. Receivables It is the policy of the District to record the property tax receivable in the year in which the taxes are levied and to recognize the property tax revenues in the year in which the lien attaches to the property. Property taxes are reported as a receivable and deferred revenue of$ 257, 108. Customer receivables total $ 38,936 as of December 31, 1998. Long-term debt $ 3,835,000 series 1996 General Obligation Refunding Bonds The bonds were issued to advance refund the series 1989 General Obligation Refunding Bonds. These bonds mature in increments from 1997 through 2004. Interest is payable semiannually on June 15 and December 15 at the rate of 4.3% to 5.4%. The advance refunding was undertaken to reduce total payments by$ 290,531 and resulted in an economic gain of$ 193,748. Annual debt service requirements to maturity for general obligation bonds are as follows: Year Interest Principal Total 1999 $ 179,635 $ 330,000 $ 509,635 2000 163,795 425,000 588,795 2001 142,545 520,000 662,545 2002 116,025 620,000 736,025 2003 83,785 725,000 808,785 2004 45,360 840,000 885,360 Total $ 731,145 $ 3,460,000 $ 4,191,145 Defeased (refunded) debt The general obligation water and sewer bonds, series 1984, were refunded and defeased by the 1985 series. The 1985 series was refunded, called and defeased by the 1989 series, which in turn, was refunded, called and defeased by the 1996 series. The monies deposited in irrevocable escrow -11 - MID VALLEY METROPOLITAN DISTRICT, BASALT, COLORADO Notes to the financial statements December 31, 1998 3. Detailed notes concerning the funds (continued) Long-term debt (continued) accounts are invested in U.S. Treasury obligations that, together with the interest thereon, would provide amounts sufficient for payment of all principal and interest on each remaining payment date. The likelihood of earnings and principal maturities of the U.S. Treasury obligations not being sufficient to pay the refunding bond issue appears remote. Accordingly, the escrow account and the refunded bonds are not included in the District's balance sheet. Contributed capital The changes in the District's contributed capital account for the year ending December 31, 1998 were as follows: Beginning balance Additions: Developer installed lines 1998 tap fees Less: Depreciation expense for contributed assets Total 4. Other information Water rights $ 6,918,302 744,272 200,686 (102,705) $ 7,760,555 The District has received contributed water rights from various developers within the District over the years. These rights were neither valued nor added to the fixed assets of the District when received and are not recorded on the balance sheet of the District for any monetary value. As of December 31, 1990 the District's attorney had placed a current market value of$ 180,000 to $ 250,000 on these rights. During 1996 the District purchased 1 share of water in the Robinson Ditch for$ 10,000. The District also received water rights from a developer in the amount of $ 60,000 in lieu of a guaranteed purchase of 9.23 taps. In 1997 the District purchased a total of 1.65 c.f.s. in various ditches for$ 17,000 from a resident of the area. During 1993 the District began legal action to increase their water allotment from Ruedi Reservoir. These water augmentation expenses have been capitalized and will be amortized over the life of the contract if they are awarded by the Water Court. -12 - MID VALLEY METROPOLITAN DISTRICT, BASALT, COLORADO Notes to the financial statements December 31, 1998 4. Other information (continued) Leased office space The lease provides for an annual increase based on the increase in the Consumer Price Index but this is not to exceed 5%. The total rent for 1998 is $ 5,377. Lawsuits The District is a defendant in various lawsuits concerning water rights. Although the outcome of these lawsuits is not presently determinable, in the opinion of the District's attorney the resolution of these matters will not have a materially adverse effect on the financial condition of the District. Developer water line reimbursement During 1997 the District spent $ 200,906 to install a 12" diameter, looped water line. Agreements have been reached with landowners that will potentially be served by this main to partially reimburse the costs over the next seven years. This has been recorded on the balance sheet as a receivable and contributed capital in the amount of$ 168,343. Contingent liabilities TABOR Amendment In November of 1992, Colorado voters approved Amendment 1 to the state Constitution which is commonly known as The Taxpayer's Bill of Rights or the TABOR Amendment. The amendment applies to all units of local government and limits taxes, spending, revenue, and multi-year debt (excepting bond refundings to lower interest rates and adding employees to pension plans). The amendment does not apply to units that are defined as "Enterprises". The Mid Valley Metropolitan District does not qualify as an "Enterprise" for the year ended December 31, 1998. The amendment defined the District's year end, December 31, 1992, as the initial base year for purposes of defining compliance with the amendment. The amendment defines infiation and local growth. Future year's revenue, based upon prior year's revenue, is only allowed to increase based upon the infiationary and local growth factors. Revenue received in excess of the prior year's revenue must be refunded to the voters, unless the voters were to approve retention of the excess revenue by the District. The District placed a question on the November, 1994 ballot that would permit the District to keep and spend an additional sum of $ 750,000 during the years 1994 through 2004. These revenues are to be generated from tap fees and normal operating income. The ballot language specifies that there is to be no increase in the operating mill levy. The ballot question was approved by the voters. The amendment requires the District to establish an "Emergency Reserve" which must be equal to 3% of current year's spending. Conditions under which these reserves may be spent are severely limited. The District believes that it is in compliance with the provisions of TABOR, as it is currently understood. Many of the provisions may not become fully understood without judicial review. -13 - MID VALLEY METROPOLITAN DISTRICT, BASALT, COLORADO Notes to the financial statements December 31, 1998 4. Other information (continued) Contingent liabilities (continued) Year 2000 issue Like other organizations around the world, the District could be adversely affected if the computer systems it uses and those used by significant third parties (e.g., vendors, and customers) do not properly process and calculate date-related information and data. This is commonly known as the "Year 2000 issue." Management is assessing its computer systems and business processes and intends to initiate actions being taken by significant third parties that interface with the District. At this time management is not able to determine the impact, including the costs of remediation, of the "Year 2000 issue" on the District. Deferred compensation plan (IRS Code Section 403(b)) Beginning in 1994 a deferred compensation plan was provided to the District's employees. Under the plan the District is not required to match the employee contributions. The District contributed $ 2,450 to the Plan during 1998 Provisions of the Plan require that all contributions be held by a Trustee and are no longer subject to any claims by the District's creditors. -14- MID VALLEY METROPOLITAN DISTRICT BASALT, COLORADO Proprietary Fund -Enterprise Fund Comparative Balance Sheets December 31, 1998 and 1997 ASSETS AND OTHER DEBITS: Current Assets: Cash Cash with county treasurer Investments Accounts receivable: Property taxes Customer Sopris Meadows System development fees Developer water line reimbursement Prepaid expenses Total current assets Restricted assets: TABOR cash reserves Investments Total restricted assets Fixed assets: Land Water rights Water treatment plant and lines Sewer treatment plant and lines Irrigation systems Furniture and fixtures Accumulated depreciation Total fixed assets Other assets: Water augmentation Bond issue expenses Amortization of bond issue expenses Organization costs Amortization of organization costs Security deposits Total other assets TOTAL ASSETS -15- $ $ 342,312 $ 381,656 1,669 1, 159 1,574,346 1, 160,249 257, 108 240,897 38,936 36,570 78,042 24,050 189,950 168,343 168,343 6,933 6,933 2,413,697 2,263,799 23,785 21,826 330,401 326,868 354, 186 348,694 303,487 303,487 87,000 87,000 2,925,491 2,577,284 3,118,401 2,667,579 124,458 124,458 12,209 10,364 6,571,046 5,770,172 (1,410,386) (1,200,305) 5,160,660 4,569,867 73,420 73,420 65,871 65,871 (17,964) (9,980) 44, 165 44,165 (15,456) (14,352) 675 675 150,711 159,799 8,079,254 $ 7,342, 159 (continued on next page) MID VALLEY METROPOLITAN DISTRICT BASALT, COLORADO Proprietary Fund -Enterprise Fund Comparative Balance Sheets December 31 1998 and 1997 LIABILITIES AND FUND EQUITY LIABILITIES: Current liabilities: Accounts payable Line deposits Deferred revenue -property taxes Accrued interest on bonds Current portion of long-term debt Total current liabilities Long-term liabilities: General obligation bonds -1996 Total liabilities FUND EQUITY: Contributed capital Retained earnings (deficit) Total fund equity TOTAL LIABILITIES AND FUND EQUITY -16- $ $ 13,299 $ 25,014 8,000 8,000 257,108 240,897 4,037 4,037 330,000 245,000 612.444 522,948 3, 130.000 3,460,000 3,742,444 3,982,948 7,760,555 6,918,302 (3,423,745) (3,559,091) 4,336.810 3,359,211 8,079,254 $ 7,342, 159 LEAVENWORTH & TESTER, P.C. RECEIVED JUL LOYAL E. LEAVENWORTH CYNTHIA C. TESTER GREGORY J. HALL DAVID H. McCONAUGHY KELLYD.CAVE DAVID A. MEISINGER* TOM KINNEY SUSAN W. LAATSCH *Admitted in Wisconsin only Commissioner John Martin Commissioner Larry McCown Commissioner Walt Stowe ATTORNEYS AT LAW July 9, 1999 Garfield County Board of County Commissioners 109 Eighth Street, Suite 300 Glenwood Springs, CO 81601 Don Deford, Esq. County Attorney 109 81h Street, Suite 300 Glenwood Springs, CO 81601 Mark L. Bean, Director Garfield County Building & Planning Department 109 8th Street, Suite 303 Glenwood Springs, CO 81601 1011 GRAND AVENUE P. 0. DRAWER2030 GLENWOOD SPRINGS, COLORADO 81602 TELEPHONE: (970) 945-2261 FAX: (970) 945-7336 ltlaw@sopris.net VIA HAND DELIVERY Re: Mid Valley Metropolitan District's Garfield County Service Plan Dear Honorable Commissioners, Mr. DeFord and Mr. Bean: I am writing on behalf of the Mid Valley Metropolitan District (hereinafter the "District") which authorized this letter to the Garfield County Board of County Commissioners. The District respectfully acknowledges the Board's denial of the Garfield County Service Plan on July 7, 1999. After hearing the Commissioners concluding remarks, the District believes that one of the primary reasons for the Board's denial was that Preshana Fanns and St. Finnebar would receive sewer service from the Ranch at Roaring Fork, and thus central sewer service was available in the mid-valley area. Since these two properties would be provided central sewer service, the Board determined that there was no need to expand the District's service area. As you know, the District has been diligently working with Preshana and St. Finnebar regarding inclusion into the District. Even though the Board denied its expansion, the District wants to make sure that the Ranch at Roaring Fork is able to reasonably provide sewer service to St. Finnebar and Preshana. Therefore, the District respectfully requests the Board of Commissioners to stay or postpone a written final decision on the Garfield County Service Plan to a later date to receive additional information as to whether sewer service is truly available to Preshana Farms and St. F: \1999\Letters-Memos\MVMD-BOCC-ltr -2. wpd 9 1999 LEAVENWORTH & TESTER, P.C. Garfield County Board of County Commissioners Page 2 July 9, 1999 Finnebar from the Ranch and Roaring Fork. Under C.R.S. § 32-1-204 (4), the board of county commissioners shall advise the petitioners in writing of its action on the service plan within twenty days after completion of the hearing. The District respectfully waives this right to a written decision within twenty days to allow time (45 to 60 days) for the Ranch, Preshana and St. Finnebar to reasonably negotiate contracts. If an agreement cannot be reached between the Ranch and Preshana and St. Finnebar, the Board may wish to reconsider its vote on this matter. The District believes such a postponement of the written decision of the Board on the Garfield County Service Plan would be consistent with the comments from the Commissioners made at the Hearing and allow for an informed decision on whether adeqirnte central sewer service options are available in the mid-valley area of Garfield County. It is the District's understanding of the law that the Board has the authority to reconsider the initial vote made on July 7, 1999, by "motion to reconsider" made by one of the three Commissioners presiding over Wednesday's Hearing. It is also our understanding that prior to a final decision by the Board, the Board is free to motion to re-open and continue the Hearing to a later date, under the Special District Act, C.R.S. §32-1-202(1). The District respectfully urges you to consider this course of action at the upcoming Board meeting on July 12, 1999. Please call me or Lee Leavenworth if you have any questions in this regard. Very truly yours, Kelly D. Cave KDC:lln cc: Board of Directors. Mid Valley Metropolitan District Kelly Mullane-Johnson, Administrator David E. Leavenworth, Esq. Tim Thulson, Esq. Louis Meyer, P. E. Herbert S. Klein, Esq. Scott Miller, Esq. Ronald B. Liston Douglas Pratte F:\1999\Letters-Memos\MVMD-BOCC-ltr-2.wpd JUL. b. lYYY 1:28PM LEAVENWORTH & TESTER, P. C. NO. 1320 P. 2/16 LEAVENWORTH & TESTER, P.C. ATTORNEYS AT LAW LOY AL E. LEAVENWORTH CYNTHIA C. TESToR GREGORY J. HALL DAVID H. McCONAUGHY KELLY D. CAVE DAVIO A. MEJSINGJ!R• TOM KINNEY SUSAN W. 1.AATSCH "Admitl!:tl in Wisconsin anly Mark L. Bean, Director July 6, 1999 Garfield County Building & Planning Department 109 8th Street, Suite 303 Glenwood Springs, CO 81601 IOI\ GRAND AVENUE P. 0. DRA WB& lOJO GLENWOOD SPRINGS, COLORADO 81602 TELEPHONE: (970) 945-2261 !'AX: (9711) 945-7336 ltlaw@sopris.net VIA HAND DELIVERY Re: Mjd Valley Metrqpolitan District's Garfield Cougzy Service Plan Supplemental In formation Dear Mark: I am writing on behalf of Mid Valley Metropolitan District ("MVMD" or the "District") to supplement the information for our presentation to the Garfield County Board of County Commission.ers on July 7, 1999. Enclosed please find a copy of St. Finnbar Land Company's Petition for Inclusion inco the District dated July 2, 1999. With this Petition for Inclusion, St. Finnbar, Preshana, and Winter Green Homes/Mumbert Cerise Ranch (all located within the proposed Garfield County area) have formally requested inclusion in the District for service. Please feel free to call me with any questions regarding !his matter. Very truly yours, LEAVENWORTH & TESTER, P.C. LEL:lln L cc: Don Deford, Esq., w/enc. / Bob Szrot, w/enc. Louis Meyer, P.E., w/enc. Board of Directors, Mid Valley Metropolitan District, w/enc. Kelly Mullane-Johnson, w/enc. David E. Leavenworth, Esq., w/enc. Douglas Pratte, w/enc. Kt:vin Patrick, Esq. w I enc. Ronald B. Liston, w/enc. Tim Thulson, Esq., w/i:nc. Herb Klein, Esq., w/cnc. JUL. 6. 1999 1:28PM GARFLEAVENWORTH & TESTER, P. C. IN THE MATTER OF: MID VALLEY METROPOLITAN DISTRICT COUNTY OF GARFIELD STATE OF COLORADO ) } ) ) ) ) } PEUUQN FOR INCLUSION NO. 132QP·3P. 3/16 The undersigned, St. Finnbar Land Company, a Colorado corporation, (hereinafter "Petitioner''), hereby respectfully petition the Mid Valley Metropolitan Dislrict f'District"), acting by and through its Board ofDirectors, for the inclusion of the land described on Exhibit "A" attached h=to and incorporated herein by this reference (the ''Property") in the Distriot. The Petitioner represents t:o the District that it is the owner of one hundred percent (100%) of the Property, that no other persons or entities own an interest therein except as beneficial holders of encumbrances, and that no such beneficial holder has any right to object to such inclusion. The Peti ti Oller represents that the Property is not currently within the boundaries of a special district, a municipality, or a city md county with the power or ability to provide wastewater treatment services. The Petitioner represents that the Property is suited for, and appropriate to, receive the services of the District. The Petitioner acknowledges that the District is not required to e.nlarge or extend its facilities or services beyond those cUIIently existing and that any enlargements or extensions necessary to serve the Propeny will be undertaken only pursuant to a written agrc:emcnt. Th.e Petitioner reserves the right to withdt'aw this Petition for Inclusion in the event a mutually acceptable pre-inclusion agreement between the Petitioner and the District (the "Pre- Inclusion Agreement'1 is not executed. The Petitioner hereby requests that the Property be included in the District and that an Order may be entered in the District Court in and for the County of Garfield, State of Colorado, including the Property in the District, and that from and alter the entry of such Order, the Property shall be liable for the full ad valotem mill levies from time to time levied by the District and the full applicable specific ownership tax. The Property shall also be liable for ita proportionate share of annual operation and maintenance charges and the cost of facilities and the taxes, rates, tolls, charges, ssscssmenl!I certi.fied and levied or assessed therefor, as may be specified in the Pre- I'nclusion Agreement. The Property shall also be subject to the District's rules and regulations as validly promulgated and as amended from time to time. The Petitioner hereby requests that the District publish notice of the filing of this Petition and the plaee, time and date of the public meeting of the Board ofDirectors of the District at which ~-·JUL. b. l ~~~ e 1: C:YfMGAPFJLEAVENWORTH & TESTER, P. C. NO. 1320'-4 P. 4/16 P.EI~ ~ tbia fodtioi\ mJ 'be laeard. AzY hcleiel'!L4 pllnOllJ sball appeer at m litll• ell plue dsho1V llllUr;I! In 'Wrilizia w:br die l'IRiliosl UOllld.avt ~' 8lJliii"d. S*n.imd 'lhlll ~ -~ 1999. STAT.BO!' 4vmzcgr ) ) 88, . cOimrY OF fi«1e1€~'a . ) . · . . ' . . . . 'The~ Mtlm f'ot Jnchmiot. WN .:klloW11dae4 )JdxelU tJdS _p?~d&y otzJr-ly ,.19",ily,#?a A. ~1e)w' ofSt.:PifUarl.mldCampuy. WilPa 'flllt u=1S111ii£5cial "'8L · My eamn:alalw ea:pae11: ,rll ' =-• ...1 ·o::C • l"'!L.I ... ••• 'I u l. · )_l{_L. __ 6. !_9_99 Ll :_2_9PM GARf"lLEAVENWORTH & TESTER 2. 1999 I l: 36AM COMMON" W~ALl'll 1'llU, ' P. C. Na. 1238 N0 .. !320:.sP. 5/16 ·.· ' ' ' , -· . ~ -. • • .. •' l, ' ·. , i!!!!Bt'l' A PROPERTf gBSCl\]:P'l!ION A pGrcal ot land aitoated in Lot• &, 12, lJ, an~ 19 0£ Section 31, 'l'awnShip 7 South, ~an9a 97 llll9t of t~ s••th Prindp~l Merldlan, Gar!ield Co1111ty, Col.,ndo. sdd. !"'.r:llel be.l.nq ""'te po::tiQularli de•url.lled a• foll"""''· D•~.l.nnl.n9 at. • reba" ~n.! c .. p Mo:ltod L.S. 19591, wh .. nc" the "'.LtM•s c:airnw.r to i.b'fl' 110.;-1:.lioaet: i:::o:na.d' of DaJ.d Se"l:.J.on JL bes:• ~o<•h 41'08'04' ia1t, l20J.06 leet; thenca aoueh l!'l7 1 27• we.~, 1J04 ·'' feet, thence.Sollttr. 2j•4a•H• lleet, 80.58 feet; ·thence souer1 3&'.D4 '4S• 11..a•, u.u feet to tlle centerline ot tlle RoaJ;".1.ng ro~lr n.l.vcu:: · t!!Gnca the follovi~q elg~~ course• ~lon9 •aid centatlLnA of r.i•ci~• lJ Nor;t~ &5'57'30" 11 .. e, .s&.75 ·ra .. t, 2) 11o .. th s1'u·u· Heat,. 319.n Eon,. · l) ll•cth 6&'50' ll' Woet, 203.3! foet, 41 North 7S'll'Jl'. West, 272.62 faet. ·S) lloi;tll 14'2S'20" Wost, 251,22 bet, GJ · llO~h B7'H' U' llesc., · 22J.18 £aai:, 7) llortll OB'JO' lS· Nut, l46 .12 teat, SJ. llorth 6~"51·2s• !Iese, 120,15 feat.; tlla..ce leo•ing ..aid cen•edine Horen OO'JD'Oo• Weot, UJ.20 faet: thcnca south 8S'l1•40' Nest, 4!9,8! fqct: tll•~"" NO<'th OO'OO'Jl• ll•u, 1273.0' £eet1 ·t~•nce Nn~th·l9'l1'07• !ast, 471.Je feet; ~hvn~B NQ~tb oo·ao·1a~ Saat, 262.17 twe~; th•nae Sou1'1t 76'47'40' B~•t, 10J9.7l feet; · tnenca south 13"12•20· weot, 12D,OO tee•; I.hence South 81'01'17" lase., 29S.92 fee<; •henca,so~th 41'30.'29' ~···· "·'' r ..... , th.enc• south s2•i1e•4&'" icaat, l73.ta t.a•t; tbenn uo11tb 77'4~'52' £au, 311,ot fHI.; tltence·soutb 7l'H'J2• tast, IJG.J4 teet to th• point o( ·. lleqlnnlng. Toqe.,.har wlth aU 0£ Or.•nt~r'~ r!.9ht, <1<1• •nd !.Ut<lr"•t Ill· ond. r.a a pel'pac.l.laJ. ea•e111en.t. 1'bii:I\ .11 d•.=;r;illecl a• Pa('ceJ. ·e~· . .Ln 'he ~<J-c:'IGll"oW~e., EaOeJft•ht. C:~.an' an•J Mutual neL9#1.SQ te(.lnt6tlpd · o~tob•~ l2, Ua& in auok 691 ·~ Ja~• 61& unll•r Racep~!.un , No. 31~55& i11 the ~o~ord' qC Ch~ CocLLeld Ca111••r, t:uloco•I" CL•z:k end Recorder, a~r.ept t~~~ po~•lon ot·sald Parcwl •a• ~b>ch . crant.ur eiga1..,eyed '"' llalph i,. aaiiai.·htn by *'•l'~lnt.y Oee\I i:wc:jJ!i:U.ed DcJt:en1be.: 7, 1987 ln IJaok; 745 ·at P~9• ''1 uncle' Rac•.,1..i.v11 r-io. l8807l .i.n oai~ eecocd•· ... · ·. •• .. ..... " ·.~._7 '.·' ' ' ···----·----·-······' ....... ~ .......... -........... -· ··-'';"'' ·~-' ···-... __ , ...... , ....... . /U~. 6. 1999r 1:29PMN (I. '"LEAVENWORTH & TESTER, P. C. ,,.,. HeRlil!FIT S. Kl..Ell< MIU.AflO J. 21Ml!'1" OFCOUNSEW .l'OQUE!..INll L. ia.\RONER "al!lo adtrllled Ir New 'liirl< Garfield County 1'P!OFE&$JONAL OOl'IFOAATION ATTOFINEYS AT LAW JUly a, 1999 Board of County Commissioners 109 8°0 Street Glen~ood Springs, CO 61S01 Mark !lean Garfield County Planning Office l09 s'" Street Gle:mrood Springs, co 81601 201 NORT1i MILL Sl'PEel' SlJTC:co:i A$Pl;.'I, COLOl'AOO s1a11 1"Cl.: (07QJ G~e-87e0 AA)(; (9701 r;a~.oon Re: Mid-Valley Met~opolitan District service Plan Amendment Dear Honorable Commissioners: ! am writing on behalf of Aspen Equestrian Estates, LLC, the cont !:'act p1.lrcbaser of Presl\ana ii' arms. My cli~nt has closed i'n escr·:iw on its acquisition of this property ano. the i!.C:tual recording of il:a deed will occur and July 22, 1999. Aspen Equeetr:l.an Eatl!tti'!s a.nti:ipa.tes obtaining sewer service from the Mid•valley Metr;Jpolitan Dist;riot { "MVMD") whose ability to provide that servLce is dependant upcn your approval of an amendment to its service plan. Your 11.earing and deliberation on that application will odour on July 7, 1999. I would appreciate this letter being made part of the record and your consideration of tho points raised her .. ln. Preshana Farms :received a P. u. D. approval from Garfield County whic:1 :i:-equi:r:ed that it dernonstratei the ability to have sew,.r serv.Lce p;,:ovided 'from a wastewaeer i:aaility district or owner. " "Sue;, ooittract @hall provide a mechanism which the residents of the li'reshana li'arns P.U.D. will participate in the operation of the W"ast1ewater facility." (ConcU tion No. 3, Garfielcl County Commissioner Resolution No. 98-11 Approving Modifications to P.O'.!l. Re:a:oning Plans for Preshana Farm" P.U.1'.). This condition was to have been satisfied not later than Febr-~ary 9, 1999. Your Board extemied the dat:e for sat:isfac:tion of thiE1 cond.1!:1on 1,mtil October 4, 1999, based upon our demonstration to you i:ha.~ we have been working W"ith great diligence and at suh~tantial expensa to obtain the agreement J;y M'.IMD to serve Preehana ll'arms. lll the absence of comp;~;;..,,nc:e with this requirem1mt, my client could lose t.he :benefits of the P. U. D. ;.pproval and be exposed to a isubetantial reduction in the 47 single family reeidential units approved under the :rr.IJ.o. Garfield CoUl'lty Board ot County Colllll\issioners Garfield County Planning Office July 2, 1999 Pa.ge 2 u;NO. 132012,; P. 7/16 pla.n. A!!! we demonstrated to you when you app;-oved the exten3i<:m in a satisfa.otion date for tbis resolution, substantial efforts have bQQn ""'1Q.Qrta~Qr. by my ol~ent in ordQr to sat~sfy ~hie oondition and the J<!VMO application is the direct result of my client's .,!forts to obtain the wastewater treatment that this condition requires. As MVMD now comes before you for ;in amendment to its service plan necessary to provide the wastew~ter treatment requtred under the P.U.rl, condition, there has been opposition to this plan voi1nd by certain memloers of the community who would prefer that grow~h be limited. They argue that for environmental reasons you should not approve the service plan amendment. 'I"he substance of their lll"9'\ll11ent is that if reliable sewer treatment infrastructure is e;,tendeC. in the valley, you will lose YQU!:' control over land use deci;ions. Thev fear that the existence of this infrastructul:'e will cause you to disregard ~he ~omprehensive Plan and approve up- zoni::i.gs whel:'ever propel:'ties can :Ce set"V"ed. by public sewer treatment faci.Litiee. Opponents of the M1IMD proposal have turned. what is a wate::-quality issue into a :r;iolitical/lmd use issue . . we strongly beli .. ve that water quality is of paramount impo:rtance in this debate and. that ill the absence of a public sewer trea,:ment infrastruoture, individual sewer treatment facilities rang:ing fr= small padcage plants t:o individual Hptic systems will proliferate in the valley. Properties which have curren~ i!Oning are 1antitled to develop unlier their zoned densities anli if public sewe:: facilities are not availabls to them, they will have the leg~l and phy•ical ability to construct private systems, The engineering-experta who will provide information to yo\l at your hear:L:c.g will clearly indicate that the proliferation of individual private systems is likely to have a damaging effect on water q\Ul.lity. All of the experts agree that from a water quality pere1,ective, t:.hc beet way to aeaure water quality iii ii publically owned wastewater treatment facility. MY client expects that the Board will make its decision on the MVM:l plan baaed upon water quality considerations and that it: will not ;1cknowlease cha fears of the opponents of thie plan that the Board will be unable to resist the pleas of the developer~ 11eeking to up-zonEi! their p;i;-operty ai:nply beca:\lse sewer sarvica is avai:.able. We have far more c:onfidenc:e in your decision-making p:roc .. ss and the integrity cf yol,l.r existing plans, regulation• emd polic:ielil than do the opponents of this plilll-Your comprehensive -· , ' JY~~· .. ?:~.1.~g9, _!.: 3Q£.'A, • ''"LEAVENWORTH & TESTER, P. C. ~s Garfield county Board of County commissio~ers Garfield County Pla."lning Office J1Jly 2, lSiHl Page 3 isNO. 13201~e P. 8/16 Plan disi;ourages the proliferation cf individ\lal septic syeteTr.s a.nd enccllrages ccnsolid;i.tion gf wastewater treatment facilities. You have il~Sltantial guidance on this i!OliUlll and a refusal to allow eervice by the Mlll-m will run counter to your astablished plans, goals ll..!l.d guidelineli. J'rom my client's perspecti v111, we would vii;iw your denial o:E the MIJl.1.0 proposal as a frustration of our ability to comply with the conditions under the ~.U.D. agreement. While the condition states that JOewer 1Hl:'Vice could be provided either by • w111.stewater facility district •or owner", the requirement that there be a mechanism for participation by the residents of PreShana Parms in the ~peraticn of wastewater facility will be difficult to achieve in an agreement with a private owner cf a wastewater facility. In ccnt~ast, participation in the operation of a facility if it is owne•i by a public special dist:dct is assured. Therefore, th.Ii! te:::m~ of the condition lead us to believe that your preference ai: the time of imposing theee conditions wa.s that we obtain seririce from a public entity. '!'hat is precisely what we have been pursuing with MVl<ID fo~ the past year. We sti:ongly urge you to support the r.M!D plan and if it is not acceptable to you precisely in the form it is submitted, to cons:Lder appropriate conditions which will harmonize the g-rowth ~onc.~rns of the opponents with the elee.r publir.;: policy of achieving and protec~ing tha high water quality of the Roaring Fork River. Thank you very much for your consideration of our concerns. very truly ygura, s;\..,irberq\pr••~\02S.~...- 7-0eJUL. 6. 19991f 1 :30PMF1=1otv1LEAVENWORTH & TESTER, P. C. ~3 449 6227 To: Company: Fax No.: from: Date: Pages: Wells, Love & Scoby, LLC Attomeys at Law 225 Canyon Blvd Boulder, CO 80302 Tel: (303) 449-4400 Fax: (303) 449-6227 Facsimile Transmission Mark Bean, Director of Planning & Building· Garfield County 1-970-945-7785 David E. Leavenworth July 6, 1999 4 (Including this cover page) NO. 1320 P. 9/16 Message: Please see the attached letter to Hardin Holme5 regarding our '"negotiations" with the Ranch at Roari.ng Fork. As I believe you are aware, our firm is representing the Mid Valley Metropolitan .District in certain aspectS of its negotiations with the Ranch regarding possible consolidation ofwa.stewater treatment taciliries. The District has requested that I forward a copy of this letter to you in light of the recent statements made by Michael Gerber in bis June 24, 1999 letter to Leavenworth & Tester, which was copied to the Board of County Commissioners and which has been included on page 32 of their public hearing packet. If you have any questions reganfing it, please feel free to call me. Caaficleadalhy Slalcmat This fllosimil~ meuop contains information which is atlonley.pri>ileged and c;onMential, mid \\!lich is intended !lJr I.be :iole -of lhM: •bovo-111!11l.CCl .... ~picnL 1! yoo arc nol the intcuL:d rccipi<nt, you arc notified Iha! any di.....w.atJ.on, distribution or "'!'Ying of this '""""'uni""'ion is strictly prohlbiuid. T!you haw Teooivcd this eomrounicalicm in mor. pies .. iznmodiately 110tify Wells, Love A Scolly, LLC. by telcpholu>, llftd rct1lm llbe origjnal m~ ro Wcll!i, Low & Scuby, U.C ol 22S Canyon Blvd., Boul<L:r, CO 80302 via Ilk IJnjt.md sum:. Postal s.m.... y.., will be: r~ b' your reuonable IO!cphone and mailing eO\llS iu®md. in complying w:ilh 1he1JO rewm iMtructiOD$. TbDGk Yoll- 7--0eJUL. 6. !99931 1: 30PM FROMLEAVENWORTH & TESTER, P. C. a3 .:1..:1.s 6227 C;lr,1110 ~. WELLS YW'IU..1A1¥1 A. LOVI: TERR'I' w. si:eev C~).jt; N. 111.,QC~WICJ( El:IWARO I.. Sl!A'lfil Ci. f'l'!NRY ~It.A.Ka GAl\Y 9, ClolC:t:io. WEL.LS, LOVE & SCOBY, Ll..C ,w~ "'.Lt,,,, ~!I .C.t.N ... QN 80ULEV,&RO aoul.b•A. COLQAACllO !ilo:JOZ T£LLPMON!it ~.11.r.o..c14.0(I Tl!!:UCOPllEff ~2/114111~::.27 July 6, 1999 NO. 1320 P. 10/16 o.-.v1g c.. l.~'llEMWOi:t'rl1 Gi.J!N ... lltttAl'flt!NDUM'- Via U.S. Mail and facsimile to 303-6:28-3729 Mr. Hardin Holmes Ireland Stapleton Pryor & Pascoe, P.C. 1675 Broadway, 26"' Floor Denver, CO 80202--4716 Re: Wastewater Treatment Consolidation Dear Mr. Holmes: Enclosed is a copy of the June 24, 1999 letter from Michael Gerber, Chainnan of the Board of Directors of the 'Ranch ac Roaring Forlc Homeowners' Association to Leavenwonh & Tester, P.C. dated June 24, 1999 which we discussed last Wednesday. I must reiterate that Michael Gerber's letter, and its tone, do not, in my view, assist consolidation negotiations between Mid Valley Metropolitan District and the Ranch in any way and may, in faet, prove counterproductive. Frankly, it also leaves us wondering whether the Ranch intends to respond to the Mid Valley's latest offer at all. Approximately three weeks ago, you reconfirmed the intention you have expressed to me for several rnonths now, to prepllre a counter-propo:>al to the last Mid Valley propow to the Ranch at Roaring Fork. You funher indicated at that time that we could expect ro receive the Ranch's counter-proposal before Mid Valley's July 7, 1999 hearing with the Garfield County Board of County Commissioners to discuss the Mid Valley's proposed Gariield County Service Plan. It is now. apparent that no such counter-proposal will be forthcoming before that meeting as promised. We take exception to the asserlion made in Michael Gerber's letter to Leavenworth &. Tester (and by copy also made to the Boatd of County Commissioners of Garfield County) that "the Board of[the Ranch] Homeowners Association {has] negotiated with the Mid Valley Metropolicin District with a view to con501idating [the Ranch's and Mid Valley's] wasiewater treatment services." In our opinion, this statement is simply not ttue.. While it is true that discussions between the Ranch Board and the Mid Valley Board have occurred over the last iwo years. the Ranch Boa.rd has yet to enter meaningful negotiations with Mid Valley. The Mid Valley Board of Directors has in good faith made two serious written consolidation offers to the Ranch, neither of which has received a serious written response or counter·proposal of any kind, despite repeated requestS by Mid Valley that the Ranch respond. After months of meetings and informal discussions during the summer ofl 998, Mid Valley fir.;t provided an offer to the Ranch to consolidate wastewater treattnent &cilities by letter dated October 30, 1998. Louis Meyer, Mid Valley's District Engineer, and I, personally attended and 7-.0eJUL. 6. 199931 I :31PM f"ROtJLEAVENWORTH & TESTER, P. C. ~3 44.9 6227 NO. 1320 P. 11/16 presented that proposal to the Ranch' .Board of Directors. My subsequent requests in discussions with both you and Michael Gerber in December for a qualir.ative response indicating the Ranch's position regarding Mid Valley's offer went unh~ded. On December 16, 1998 during a conference call attended by Michael Gerber, George Hoffenbeck and yourself, representing the Ranch, and Theodore Guy and Jeny Burnaman, representing Mid Valley, among othefs, the general nature of the-lunch's concerns Wefe finally clarified, but the discussion again left unclear what the Ranch preferred. It 'MIS clear that the site Mid Valley had chosen was considered problematic. The Ranch also made clear that it believed time iNas of the essence. Your expressed concern that Mid Valley's plans involved too many unknowns, particularly in the context of the many required loci! and state approvals, was understandable. The only issue really clarified, however, was that the Ranch preferred an alternate site -a site with potentially significant wetland concerns. At the conclusion of that telephone conference, the Mid Valley Board agreed to direct its engineer to investigate the Ranch's prefeired alternate site. Mid Valley further suggested proceeding with certain procedural applications, such as a service plan amendment and a 404 pennit. to resolve some of the unceminties of concern to the Ra.ti.ch. During a subsequent telephone conference between you, Michael Gerber and myself on January 8, 1999, you informed me rhat me Ranch obj~ted to Mid Valley's plan to proceed, at its own e"Pense, with a 404 pennit application to determine the extent of wetlands mitigation. requirements on the Ranch's preferred site. As a consequence, the extent of wetlands mitigation requirements remains unresolved. As you know, the Ranch has also objected to Mid Valley's attempt to clarify its ability to perform by submitting a service plan to Garfield County for planning consideration. On January .17, 1999, Michael Gerber and Charles Holloway, President of the Ranch ac Roaring fork Hoineo'Mlers Association, finally wrote to Mid Valley i11 response to its October 30, 1998 offer. rejecting the offer. The Ranch's January 17 letter stated only that the .Board believed the Ranch homeowners would reject the October 30 offer if presented without change. The Ranch pt"esented no counter-offer or meaningful suggestions es to what would be acceptable to the Ranch. On January 26, during a telephone CQnference between you, Michael Gerber and myself; you advised that you believed that direct disc~ons v.ith the developel' with wbom Mid Valley has contracted to provide westewatei-treatment services could be more fruitful. fn an attempt to salvage the negotiations Mid Valley consented and arranged to have Art Kleinstein of Wintergreen Homes meet privately with you. He later reported that he also could not advise what exactly would be required to obtain Ranch approval of consolidation. On February 19, 1999, the Mid Valley Board wrote to the Ranch and proposed a new offer to the Ranch attempting to address what the Mid V:illey Board understood to be the Ranch ·s principal concerns. Most significantly, Mid Valley agreed to accept the Ranch's preferred site despite the likelihood of wetland mitigation requirements and to limit the proposed plant to sub- regional capacity. On March 5. 1999 you advised that concerns remained with the selected site. As r understood it, the new concerns primarily involved the size of the site and the fear that Mid Valley would later seek to significantly eii:pand the site. You further requested that Mid Valley and the 7-.0EJUL, 6. 1999a1 I :31PM FROt--LEAVENWORTH & TESTER. P. C. a3 .149 6227 NO. 1320 P. 12/16 Ranch's engineers be allowed to resolve certain site specific concerns directly between themselves. A!. you know, Mid Valley consented to our engineers working directly to resolve site specific concerns. In addition, on May ZO, 1999, Theodote K. Guy, President of the Mid Valley Board of Directors. again wrote to the Board of Directors of the Ranch to clarify and modify Mid Valley's February 19, 1999 consolidation offer. Specifically. Mid Valley agreed to reduce the acreage required for the site and agreed to contractually 1:ommit not to expand the site in the future. Now we are advised that a formal written counter-proposal from the Ranch to Mid Valley's latest offer will not be forthcoming, despite your repeated assurances that the Ranch would respond. As you have requested,. I will forward to the Mid Valley Board o{Directora your latest request that Mid Valley provide the Ranch Board with a .finn date by which service could be assumed available through consolidation, but as I have now stated on several occasions, I seriously doubt that they will respond. The Mid Valley Board has, as you know, previously expressed its unwillingpess to negotiate further with i!Self and I am sure this request will be viewed in that light. Finally, I would appreciate you passing on ta the Ranch Board my personal belief that if the Ranch Board chooses to wait until it has received site applio=ation approval from·the Colorado Department of Public Health and Envfronment before further responding to Mid Valley's consolidation proposals, as you indicated they may, it will likely put at risk the possibility of serious future negotiations. It would be ntremely difficult to view such a decision as one made in gQOd faith. We request again that the Ranch BOOl'd provide Mid Valley a counter·proposal for consideration. The counte!'-proposal must be received no Jar.er than Thui:sday, July 15, 1999 to allow consideration by the Mid Valley Board at its next regular meeting. If the Ranch Board is unable or unwilling to do so, we request that the Raneh Board take the action it indicated to us some months ago that it would take if it could not reach a decision regarding consolidation, and for:ward the Mid Valley proposal to the Ranch homeowners for their direct consideration. We are, of course, aware that Michael Gerber has forwarded his June 24 letter to the R.a.nch homeowners along with a brief and incomplete description of Mid Valley· s offer to the Ranch. The Ranch's failure to mention in its undated newsletter to its homeowners that Mid Valley was offering free taps to all existing homeowners borders, in my view, on bad .filith. This newsletter also can only leave us questioning whether the Ranch is negotiating in good faith. If Mid Valley's proposal can not be objectively and accurately presented to the Ranch membership, the Mid Valley Board has made clear iis intention to do so itse1£ I would hope that would not be necessary. cc: Board of Directors, Mid Valley Metropolitan District s-d of County Commissioners, Oarl!eld Couniy Marie &all, Garlield CoW1ty Building It. Planning Loyal Leavenworth, Leavenworth 8r. Tit.lier, P.C. Vf'l)Tru,ly g S:-- ~feav""en=WOit=hc:----... David Akers, Water Quality Control DivisiolL CI>PH&E Dwain P. Watson. Environmental Proteet.ion Specialist, CDPH.lE Tom Bonoctt, Senior Water Quality Planner, CDPH&f JUL-J UL. b. I ~ ~ ~3 I : J lP M lEAVENWORTH & TESTER, P. C. I ' Rec:entlr yav 14C!liwld a celrtllled fell.ar l'ram tile attorneys rJ ltle Mia Vaky McetQpofi!.1111 Oi:s1rid CIMc:elnillQ JOI&" (ee!lngs llbou\ IJejng S411'Vi!d by II ptOposed mcpen$iatt at Mid Va~ 5llt'tice -· That lel!.ef llso ~Ills! !hat if you dldn'l i9ply In 1111!1 negatlw, tf1eY woukl re;og111ze your lack ti 1 raply as a pc$1MI lfldlellllol'l 1111111"111 """"' fnlai >ti in Ceing S8M!d lly Mi4 Vlllfey. Tfl• ~ Of 1lllS ll8ltel' is'tri lhllP you undentlnd wmt Is ra me and lo ~you to respund to die c:llallenge 'M! are Jadng. All :ww ~ i.en •miiidi111'*11111 Ille Wrclgl«r, Ille 11t1111J he been In dhO"Sio'lS wlltl Mlct Wley flit ll'lll9 !Nn a '/Qt. They 11211e;~ IO tx.ild 1111.4 milfGn galkJn Pl' Oly plwt1t an OQr property· ~ fO:seMI a pcoulaflon of 1a.ooo people. Tiie pf:am they want to llul'ld is ~a limes larger man our ~ plai!t. Upoo Ollf' reNs:aJ. tllay c-;arne badt With a modified plan 10 butld a '400,000 galtcm plant on our ~rty • on a site lh1t coUlc:I tie elqlll1ded ID f ,..00,000 gellans. We believe the inlent is to nmke111e Flanc:lt O Raar1nv Fort Ille re~nt o1 an m11: ~e llllSfl8•m c1 llS ICI Sasllt TIN tact Ja Oteta -S ore majcr ~ gf land ~en rne'Randl :Ind El Jebll wilOS8 lfevelaglMftt pGi'18 camct ba ·~ lllllil tn~ haw wastewllm' sel\'fce. One ptn:el. Ille ce.twJ Ra.tdl, is 2Q!llyi!!Q fer a major;-In housing deltsCr Ind II Oley C8il be guaral'lteed ..,... water S41Mte. their •pplle8llolt 11111 l'ftaiW c:llll1Sldemior cy tne C®nly CommlsslonetS. We do ITOI well! la e~ wlde:sp1 cad development in I.lie VaUey. A3 1ne ;mom Slates, if you Dulld ii. Ille)' will ctme. Our ,.... l'cals Is not !IV muc:ii fg n:ts1st developmei1C as ft ~ ic '""""" 111.11 llll•litr al life that• 1111 CUll'elllly wijqo. WOuld You Dice to se11 >11 rnajor MW91' ll'Ulrll'Sl1C plant on ou•·1Htaperty, CCntplate wllft S/Udg&-rBlring lludl$ an<t Ille l)OSSlbillty of lllQl'll, smll'ld gr QlfQr intrusion? The Rarn:fi Cl ~oa!Mg Fonr ha Is gwrn p1.n 11111111ovatellljldate our wastW'tler ln!alln"11t biol'rty. . Tiie nnanc:ino ha ~ 'WI ailed, b.11 lhe ~ nas been adY1lQl!ng lhal we J0111 Mid Valley • e mlllilr llf •CIOllSGlidallOll". T1lete -1-.:i ~ Ulef yau sn di! to help insure lhe prllftrmi'OIT ut your eavRnment and the ~ ar your prope11y valun. T) Came kr Ille Ciiunl)' CO<rlmdaianel"• l!Metina on .i.Jr 1111 ar a:ao a.m. 11 Ille~ in GI~ •lld 8&1pPoff our~-•l"I wlfl Dill .elllnfl fOl1n lite R.ailell's.gppo::siliurt ID 11111 Pltll' lad bpMSICn Ind 2) Si;n. es • ~r Of Iha ~nl:ll's po:sitiofl Ill •ad in Iii. 9lldclsed leuertD the~-- W. cannot ovenlllfe Ille 1mpol1ano: ot llU matter. Please grte< It You ptURlll •"'2 utmast llhl11tiDn. 97092~NO. 13201".lilp, 13/16 TOTAL P.02 JUL. 6. 1999 1:32PM LEAVENWORTH & TESTER, P. C. July 1, 1999 Garfield Board of CoUllty Commissioners 109 8th Street Glenwood Springs, Colorado 81610 NO. 1320 P. 14/16 re: MVMD Garfield County Service Plan relationship to Garfield County Comprehensive Plan Dear Commissioners: A:; you know from Planning Commission discussions, numerous newspaper articles, and personal conversations, there are many people who anticipate land use cltanges based on the provision of water and wasr.e water services by the Mid Valley Metro Disuict to.the Garfield County region between El Jebel and Catherines Store Road. To address the Garfield County Service Plan proposal as it might affect land use, the folloWing is a.ii observation of how the extension of waste water and water services into Garfield , County by the Mid Valley Metro District (MVMD) will affect the ability of land devel- opment/land. conservation proposals to meet the Garlield County Comprehensive Plan. We feel that the Mid Valley Metro District's proactive response to providing environ- menrally sound waste water treatment and water distribution to future growth areas, even at a Comprehensive Plan level of density, will insure that there is flexibility in future land use proposals to meet the goals and objectives outlined in the Comprehensive Plan. The Garfield County Comprehensive Plan has a housing goal that seeks. to provide all types of housing ensuring lhat current and fu'ture residents have equitable housing opportwrities which are designed to provide safe, efficient residential stnictures that are compatible with and protect the natural envirownenL The current i:oning for this ser- vice plan area allows minin11,1m lot sizes of two acres without ccnttal water and sewer. It · is. impossible to create a diversity of housing types with this lot size. To insure a mix of housing types and affordability, a variety of lot sizes and unit types are req!rired .. As. well. if there is to be any opportunity for on site affordable housing mitigation, smaller · single family lots and multi family units will be needed. These afforoable units will requite centnl water and sewer. The MVMD service plan proposal leaves (iarfield · County with the fleubility to meet ii.$ housing goals as it reviews land use application:; trying to meet their new affonfable housing guidelines for this area in the future. ' . . ' . . The transportation goal includes options for the use of modes other than. the single occu- pant automobile. Tue majority of the proposed service plan resides on the Roaring Fork ~"@~ post office box 1<77 · 1002 IDurm 1111• bofal~ colorodo 81621 phone (970) 9l7-3690 , •• (970) 9274261 l111.dstudiofilcomp1serve.~m ... . · .. ·. LEAVENWOKTH & TESTEl P. ~ NO. lJ2U P. 15/16 1 11 n. rJ, 1 ~ g p 1 a ,. a It i 1 t: ct • r' I a 111 J p la 11 11 ; n 1. ,; , ,,. 111 • ,, ~ 1 1 pl 11 " "i rt t valley floor contiguous to the transit corridor Highway 82. No matter what the density of land use proposals approved in this area. all lands that are contiguous with the transit corridor will have the opportunity to coordinate transit .nops with the Roaring Fode: Transit Agency or whatever transit entity is in place in the future. This benefit will give people an alternative to driving in single occupant automobiles. The upper end of this service plan is also within 1 1/2 miles of the major RFI'A park and ride facility in EI Jebel. Short coltlmutes to transit centers from this service plan area will afford people alternative modes of transportation. The reell:ation, open space, trails, and agricultural preservation goals in the Comprehensive Plan relate ta the promotion and retention of these land uses in.Gar:field County. Clustering development on lots smaller than two acres with central water and · sewer retains or creates open space, recreation, and agricultural land Illies by giving landowners the flexibility to cluster development off lands apPtopriate for open' space. Subdivisions with two acre lots, individual sewage disposal systems, and individual wells will not promote the clustering of development due to engineering considerations for the seperation of wells and septic. Again, the MVMD service plan will give _ Garfield County the flexij>ility to meet its open space, mils, recreation, and agricnltural preservation goals. The'water and sewer services goal pursues the provision of legal, adi:quare; dependable, cost effective and environmentally sound sewer and war.er services for new develop- ment. The MVMD has looked at the economics of waste water ireaunent and water dis- tribution at a variecy of densities including the Comprehensive Plan density. It is their opinion that it is economically viable to construct, maintak. and operate these. facilities at comprehensive plan densities. Higher than comprehensive plan densities aie not · required for this proposed service plan leaving any comprehensive plan aniendinents to the discretion of the Garfield County Planning Commission and Board of County Commissioners in future land use processes. The MVMD service plan proposal to build, operate, and maintain a ~te water facility is an environmentally sound alternative to waste water treatment versus the proliferation of individual septic systems on the valley floor even at comprehensive plan densities. Goals in the Comprehensive Plan relating to the natura1 environment encourage land use patterns that recognize the environmental sensitivity of the land, and are in the best interest of the he2ilh, safety, and welfare of Garft.eld County. Again, elwtering develop- ment away from environmentilly sensitive areas and avoiding the use of individual sewage disposal systems works towards meeting this goal. posl office l>o• 107 JQ02 lmuen W.c b:uol~ ovlorado 81621 phono (970) 927-3690 f1lll (970) 927 4261 lllldslUdio@eompus""'o."""' " ·:' ' -... ~·. "' <!UJ.i, U. ijjj l, JJf!Yl \. NU. !3lU f, l Ii/ l Ii .. :-. .· ,_ .. As written in an article regarding the expansion of water utilities from a BBC Research and Consulting Newsletter entitled Does Developmem Drive Growth?; · "BBC eJCamined specific case studies throughout the west and specific conditions in Mesa County. Case studies nationwide revealed that anticipated growth would still occur if the (water) pipeline were not expanded, but in unpredictable pat- terns and undesirable locations from a public planning standpoint." "When water utilities take a proactive stance .and develop water infrastructure in advance of growth, they are often simply responding to migration trends forcast- cd by state and local governments responsible for land use planning." · Again, based on the above observations, we believe that Mid Valley Metro District's proactive response to providing environmentally sound waste water treatment and water distribution to future growth areas, even at a Comprehensive Plan )evel of density, will insure that there is flexibility in future land use prop0sals to meet the goals and objec- tives outlined in the Comprehensive Plan. · Cum:ntly the Land Studio is working on land development and land conservation pro- jects in Garfield County. Some of these projects reside within the service plan area pro-· posed by MVMD and some lie outside of this area. This information is not designed to · influence your decision regarding land use issues, but to let you know bow· a planner worldng with the Garfield County Comprehensive Plan can better meet the goals and objectives in this document w:ith the provision CJf water and waste water services to the service plan region. · Please find enclosed a copy of the quoted BBC Research and Consulting Article so you can review the context in which the above statements were made. . We appreciat.e your attention to this issue. · · Respectfully, The Land Studio by: (~ Dougfa$~Pratte '• post.office boJ< 107 10021 ....... n lime bual~ oolcrado 81621 pa-(970) 927-3690 t.x (970) 927-4261 ianditudlo@~c.>111 . ·.';